• Robert Rex, Esq.

Thomas W. Bodensteiner-Former VSR Financial Services Stockbroker-Discloses Customer Dispute Over UDF-Clear Lake, IA
Thomas W. Bodensteiner-Former VSR Financial Services Stockbroker-Discloses Customer Dispute Over UDF-Clear Lake, IA 150 150 Robert Rex, Esq.

April 2017-Clear Lake, IA The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was formerly  employed by  VSR Financial Services  disclose a pending customer dispute over an investment in United Development…

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  • Robert Rex, Esq.

Christopher A. Knutson-Aegis Capital Broker-Discloses Settlement of Customer Suit
Christopher A. Knutson-Aegis Capital Broker-Discloses Settlement of Customer Suit 150 150 Robert Rex, Esq.

April 2017- Melville, NY According to publicly available records Christopher A. Knutson , (CRD# 2997006) ,  a  stockbroker who is currently registered with Aegis Capital Corp.  discloses settlement of a customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Nghi Thanh Ho -IMS Securities Broker-Discloses Customer Dispute- Houston, TX
Nghi Thanh Ho -IMS Securities Broker-Discloses Customer Dispute- Houston, TX 150 150 Robert Rex, Esq.

April 2017 – Houston, TX According to publicly available records Nghi Thanh Ho,  (CRD#2327672) ,  a  stockbroker who is currently registered with IMS Securities  discloses one pending customer dispute and a separation from employment.  The Financial Industry…

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  • Robert Rex, Esq.

Jackie D. Wadsworth-IMS Securities Broker-Discloses Customer Disputes Over REIT Investments-Houston, TX
Jackie D. Wadsworth-IMS Securities Broker-Discloses Customer Disputes Over REIT Investments-Houston, TX 150 150 Robert Rex, Esq.

April 2017-Houston, Texas According to publicly available records Jackie D. Wadsworth , (CRD# 2342163) ,  a  stockbroker who is currently registered with IMS Securities  discloses three pending and four prior final customer disputes.  The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

James Roy Kennedy-Former VSR Financial Services Broker-Investigation Update-Eastland, TX
James Roy Kennedy-Former VSR Financial Services Broker-Investigation Update-Eastland, TX 150 150 Robert Rex, Esq.

April 2017-Eastland, Texas We are continuing our investigation of former VSR Financial Services broker James Roy Kennedy in connection with the sale of unsuitable investments, including alternative investments in real estate investment trusts (REITs), limited…

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  • Robert Rex, Esq.

Scott Sibley-Former Raymond James Broker-Discloses Multiple Customer Disputes Alleging Abuse of the Elderly-Boca Raton, FL
Scott Sibley-Former Raymond James Broker-Discloses Multiple Customer Disputes Alleging Abuse of the Elderly-Boca Raton, FL 150 150 Robert Rex, Esq.

April 2017-Boca Raton, FL According to publicly available records Scott Allen Sibley  , (CRD# 1523981) ,  a   former stockbroker who last worked for Moors & Cabot,  discloses 3 prior regulatory events, 2 pending…

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  • Robert Rex, Esq.

How to Recover Losses on United Development Funding IV (UDF IV)
How to Recover Losses on United Development Funding IV (UDF IV) 150 150 Robert Rex, Esq.

March 2017 Investors who have suffered losses on United Development IV (UDF IV)  may be able to recover damages through FINRA arbitration,  a dispute resolution process that is much more…

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  • Robert Rex, Esq.

Mark A. Trewitt-VFG Securities Broker-Discloses Pending Customer Disputes-Plano, TX
Mark A. Trewitt-VFG Securities Broker-Discloses Pending Customer Disputes-Plano, TX 150 150 Robert Rex, Esq.

May 2017-Plano, Texas According to publicly available records Mark A. Trewitt , (CRD# 1364490) ,  a   stockbroker who works for VFG Securities discloses 4 pending customer disputes and a prior customer dispute that has…

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  • Robert Rex, Esq.

Matthew J. Westfall-Former Securities America Broker-Discloses Pending Customer Dispute
Matthew J. Westfall-Former Securities America Broker-Discloses Pending Customer Dispute 150 150 Robert Rex, Esq.

February 2017-Grand Isle, NE According to publicly available records Matthew J. Westfall , (CRD# 1112977) ,  a   stockbroker who is not currently registered, discloses a pending customer dispute, a discharge from…

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