MML Investor Services LLC

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates MML Investor Services Former Broker Edgar A. Kleydman
Rex Securities Law Investment Fraud Attorney Investigates MML Investor Services Former Broker Edgar A. Kleydman 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Brooklyn, NY Here’s what you need to know about Brooklyn, NY, former stockbroker Edgar A. Kleydman: Name: Mr. Edgar A. Kleydman CRD Number: 2727571 Current Employer: Barred from…

read more
  • ER

Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX
Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX 150 150 ER

Travis Eiland/ Avantax Wealth Management Investigation April 2025-Baytown, TX  According to publicly available records Travis Eiland a currently unregistered broker who last worked for Avantax Wealth Management (formerly H.D. Vest,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Colleen Maron, a Former Broker with Purshe Kaplan Sterling Investments
Rex Securities Law Investment Fraud Attorney Investigates Colleen Maron, a Former Broker with Purshe Kaplan Sterling Investments 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Albany, NY) Here’s What You Need to Know About Albany, NY, stockbroker Colleen Maron: Name: Colleen Alice Maron CRD #: 2211633 Current Employer: Not currently registered with FINRA Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Bailey formerly with MML Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Christopher Bailey formerly with MML Investor Services 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Cumming, GA) Christopher Bailey Investigation Summary Here’s What You Need to Know About Former Cumming, GA Stockbroker Christopher Bailey: Name: Christopher Bailey Current Employer: Not currently…

read more
  • Robert Rex, Esq.

Michael J. Giannetti Investigation- Former MML Investors Services Broker-Barred From Securities Industry by Regulators – McKinney, TX
Michael J. Giannetti Investigation- Former MML Investors Services Broker-Barred From Securities Industry by Regulators – McKinney, TX 150 150 Robert Rex, Esq.

Michael J. Giannetti Investigation May 2022-McKinney , TX  According to publicly available records Michael J. Giannetti, a former broker who last worked for  MML Investors Services,  discloses a final regulatory matter resulting…

read more
  • Robert Rex, Esq.

Hector M. Flores- Former MML Investors Services Broker-Suspended by Regulators/ Sued for $750K- Lubbock, TX
Hector M. Flores- Former MML Investors Services Broker-Suspended by Regulators/ Sued for $750K- Lubbock, TX 150 150 Robert Rex, Esq.

Hector Flores Investigation May 2022-Lubbock, TX  According to publicly available records Hector Mario Flores, a broker who last worked for  MML Investors Services,  discloses a final regulatory matter, a settled customer…

read more
  • ER

Richard Mukomela- MML Investors Services Broker-Subject of Customer Suit-Plymouth, MN
Richard Mukomela- MML Investors Services Broker-Subject of Customer Suit-Plymouth, MN 150 150 ER

Richard Mukomela Investigation November 2021-Plymouth, MN According to publicly available records Richard Duane Mukomela, (CRD# 4370556), a broker with MML Investors Services,  discloses a settled customer dispute and a pending customer…

read more
  • Robert Rex, Esq.

Jon Reppert-Former Madison Avenue Securities Broker-Discloses $18.3M Pending Customer Dispute-Addison, TX
Jon Reppert-Former Madison Avenue Securities Broker-Discloses $18.3M Pending Customer Dispute-Addison, TX 150 150 Robert Rex, Esq.

April 2020 -Addison, TX The FINRA records of Jon M. Reppert  , a former stockbroker  who was previously registered with Madison Avenue Securities , disclose an $18.3 million pending customer dispute. The Financial Industry…

read more
  • Robert Rex, Esq.

Floyd Powell-Former MML Investors Services Broker- Discloses Regulatory Event & 5 Customer Disputes-Albertville, AL
Floyd Powell-Former MML Investors Services Broker- Discloses Regulatory Event & 5 Customer Disputes-Albertville, AL 150 150 Robert Rex, Esq.

April 2019 – Albertville, AL According to publicly available records Floyd Earl Powell  (CRD#2220029) ,  a  stockbroker who is currently not registered,  discloses a regulatory event, 2 pending and 3 final…

read more
  • Robert Rex, Esq.

Nicholas R. Radke-Lake Oswego Financial Advisor-Subject of $500K Elder Abuse/Fraud Suit-Klamath County, Oregon
Nicholas R. Radke-Lake Oswego Financial Advisor-Subject of $500K Elder Abuse/Fraud Suit-Klamath County, Oregon 150 150 Robert Rex, Esq.

August 2018-Klamath County, Oregon According to the Herald & News a lawsuit has been filed by the estate of a former resident of Bly, Oregon,  against American Independent Securities Group…

read more
Enter your
text here

You cannot copy content of this page