Northwestern Mutual Investment Services

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Todd Allen Leightey
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Todd Allen Leightey 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Upper Sandusky, OH Here’s what you need to know about Upper Sandusky, OH stockbroker Todd Allen Leightey: Name: Mr. Todd Allen Leightey Current Employer: Northwestern Mutual Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Formerly Taylor Davis
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Formerly Taylor Davis 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Lexington, KY Here’s what you need to know about Lexington, KY, stockbroker Taylor Davis: Name: Mr. James Taylor Davis Current Employer: Meridian Wealth Management (Registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Trey Brown
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Trey Brown 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Frisco, TX) Trey Brown Investigation Summary Here’s what you need to know about Frisco, TX, former stockbroker Raymond Trey Brown: Name: Raymond Trey Brown Last Registered Employer: Northwestern…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Kevin Regan
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Kevin Regan 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Ft. Lauderdale) Kevin Regan Investigation Summary Here’s what you need to know about Fort Lauderdale, FL , stockbroker Kevin Regan: Name: Mr. Kevin M. Regan Current…

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  • ER

Robert Kristal- Former H.C. Wainwright & Co. Broker-Discloses Regulatory Event – New York, NY
Robert Kristal- Former H.C. Wainwright & Co. Broker-Discloses Regulatory Event – New York, NY 150 150 ER

Robert Kristal Investigation March 2023-New York, New York The FINRA records of Robert Eugene Kristal,  a broker previously employed by H.C. Wainwright & Co. , disclose a regulatory matter resulting in a…

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  • ER

Brian Test-Avantax Investment Services Broker-Discloses Regulatory Event and a Termination from Employment- Frisco, TX
Brian Test-Avantax Investment Services Broker-Discloses Regulatory Event and a Termination from Employment- Frisco, TX 150 150 ER

Brian Test Investigation March 2022-Frisco, TX The FINRA records of Brian Test ,  a  broker currently employed by Avantax Investment Services, Inc. , disclose a regulatory matter, a final customer dispute, and a…

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