• Robert Rex, Esq.

Grady R. Jones- Former Emerson Equity/WFG Investments Broker Investigation- Dallas, Texas
Grady R. Jones- Former Emerson Equity/WFG Investments Broker Investigation- Dallas, Texas 150 150 Robert Rex, Esq.

Lewisville, Texas Rex Securities Law is investigating Grady R. Jones, a broker who is currently unregistered but who was previously registered as follows: Emerson Equity          …

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  • Robert Rex, Esq.

RIdgewood Energy Fund Investors Paid $60,000 By Transamerica Financial
RIdgewood Energy Fund Investors Paid $60,000 By Transamerica Financial 150 150 Robert Rex, Esq.

December 30, 2015 The FInancial Industry Regulatory Authority (FINRA) reports that clients of Transamerica Financial Advisors broker Bruce A. Slater filed an arbitration  (Case 1H-03503) alleging that an investment in Ridgewood…

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  • Robert Rex, Esq.

Bruce Slater Named in $500K FINRA Arbitration-RIdgewood Energy Funds
Bruce Slater Named in $500K FINRA Arbitration-RIdgewood Energy Funds 150 150 Robert Rex, Esq.

Northville, Michigan The Financial Industry Regulatory Authority (FINRA) reports that Bruce Slater of Transamerica Financial Advisors, Inc. has been named in a FINRA arbitration. According to FINRA, the clients allege…

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  • Robert Rex, Esq.

Recovery Options for Investors Who Purchased Oil & Gas Investments from Berthel Fisher
Recovery Options for Investors Who Purchased Oil & Gas Investments from Berthel Fisher 150 150 Robert Rex, Esq.

The Financial Industry Regulatory Authority (FINRA) recently fined Berthel Fisher and their affiliate Securities Management & Research $775,000 for supervisory failures related to the sale of various alternative investments, including…

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  • Robert Rex, Esq.

VSR Financial Services Ordered to Pay Couple $307,000 For Recommendation of Alternative Investments
VSR Financial Services Ordered to Pay Couple $307,000 For Recommendation of Alternative Investments 150 150 Robert Rex, Esq.

February 17, 2016 A FINRA (FInancial Industry Regulatory Authority) arbitration panel recently ordered VSR Financial Services to pay  a Louisiana couple  over $300,000 in damages for losses on non-traded real estate…

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  • Robert Rex, Esq.

Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme
Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme 150 150 Robert Rex, Esq.

February 2, 2016- Sherman, Texas News 12 KXII reports that Justin Spearman, a 27 year old graduate of Baylor University pleaded guilty before U.S. Magistrate Judge Christine A. Nowak  to…

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  • Robert Rex, Esq.

How to Recover Losses on Oil & Gas / Energy Investments
How to Recover Losses on Oil & Gas / Energy Investments 150 150 Robert Rex, Esq.

February 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…

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  • Robert Rex, Esq.

Wayne Kirk/Reef Securities Investigation–Update
Wayne Kirk/Reef Securities Investigation–Update 150 150 Robert Rex, Esq.

February 11, 2016- Richardson, Texas  Rex Securities Law is investigating Harris Wayne Kirk ,  a stock broker currently registered with  Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…

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  • Robert Rex, Esq.

Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA
Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA 150 150 Robert Rex, Esq.

Williamsburg, VA Rex Securities Law is investigating VSR Financial Services broker Terrell C. Lady  of Providence Wealth Advisors in connection with the sale of real estate securities, promissory notes,  equipment leasing investments, limited partnerships…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas
Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas 150 150 Robert Rex, Esq.

Richardson, Texas Rex Securities Law is investigating former VSR Financial Services broker Charles E. Chapman   in connection with the sale of various direct investments including real estate securitie, equipment leasing investments, promissory notes and…

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