Promissory Notes Archives

Robert Rex, Esq.
October 25, 2016

Old Security Financial Group of Spring, Texas, Fined $100,000 by Securities Regulators

Old Security Financial Group of Spring, Texas, Fined $100,000 by Securities Regulators https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 25, 2016 October 25, 2016

October 2016- Spring, Texas The Texas State Securities Board (TSSB) sanctioned Old Security Financial Group, Inc. of Spring, Texas, fining the company $100,000 for selling unregistered investments in a mortgage note…

Robert Rex, Esq.
August 31, 2016

Douglas P. Simanski-Former NEXT Financial Group Broker-Discharged for Theft

Douglas P. Simanski-Former NEXT Financial Group Broker-Discharged for Theft https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 31, 2016 August 31, 2016

Altoona, PA UPDATE MAY 2017-The FINRA records of former NEXT Financial Group broker Douglas Simanski currently disclose 13 pending customer disputes and 3 customer disputes that are final. The newly…

Robert Rex, Esq.
July 19, 2016

William R. Pintaric-Former WRP Investments Broker-Discloses Customer Dispute-Youngstown, OH

William R. Pintaric-Former WRP Investments Broker-Discloses Customer Dispute-Youngstown, OH https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 19, 2016 July 19, 2016

March 2019-Cuyahoga County, Ohio The FINRA records of William Richard Pintaric , (CRD 363876) a stock broker who is currently not registered and who previously worked for WRP Investments , disclose 2 prior regulatory events, a currently…

Robert Rex, Esq.
June 15, 2016

VSR Financial Services-How to Recover Damages On Investment Losses

VSR Financial Services-How to Recover Damages On Investment Losses https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g June 15, 2016 June 15, 2016

FEBRUARY 2017 UPDATE–VSR Financial has closed operations. Many of its brokers and clients have been transferred to Summit Brokerage Services, a related entity. See below for discussion of VSR’s regulatory…

Robert Rex, Esq.
April 4, 2016

Mickey Long Investigation Update-VSR Financial-Plano, TX

Mickey Long Investigation Update-VSR Financial-Plano, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g April 4, 2016 October 4, 2023

Plano, Texas Rex Securities Law is investigating VSR Financial Services broker M. F. (Mickey) Long in connection with the sale of fixed annuities, limited partnerships, direct investments in oil & gas, and real estate securities.…

Robert Rex, Esq.
March 13, 2016

Gary D. Moore- Former VSR Financial Broker- Investigation- Sarasota, Florida

Gary D. Moore- Former VSR Financial Broker- Investigation- Sarasota, Florida https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 13, 2016 October 4, 2023

Sarasota, Florida Rex Securities Law is investigating former VSR Financial Services broker Gary D. Moore in connection with the sale of limited partnerships, promissory notes and real estate securities during the time he was employed…

Robert Rex, Esq.
March 13, 2016

James R. Kennedy-Former VSR Financial Services Broker Discloses Customer Disputes- Eastland, Texas

James R. Kennedy-Former VSR Financial Services Broker Discloses Customer Disputes- Eastland, Texas https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 13, 2016 October 4, 2023

February 2017- Eastland, Texas Rex Securities Law is investigating former VSR Financial Services broker James Roy Kennedy of the Smart Money Group and Kennedy Financial Services in connection with the sale of unsuitable investments, including real…

Robert Rex, Esq.
February 8, 2016

Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA

Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 8, 2016 October 4, 2023

Williamsburg, VA Rex Securities Law is investigating VSR Financial Services broker Terrell C. Lady of Providence Wealth Advisors in connection with the sale of real estate securities, promissory notes, equipment leasing investments, limited partnerships…

Robert Rex, Esq.
February 6, 2016

Rex Securities Law Investigates VSR Financial Broker Charles Geraci- Woodlands, Texas

Rex Securities Law Investigates VSR Financial Broker Charles Geraci- Woodlands, Texas https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 6, 2016 October 4, 2023

The Woodlands, Texas UPDATE April 2018–Charles Geraci , is the subject of two customer suits seeking $1.4M in damages and is no longer registered with VSR FInancial Services. See this for…

Robert Rex, Esq.
February 6, 2016

Timothy Hobbs-Former VSR Financial Broker-Discloses Customer Disputes-Bedford Texas

Timothy Hobbs-Former VSR Financial Broker-Discloses Customer Disputes-Bedford Texas https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 6, 2016 October 4, 2023

Bedford, Texas UPDATE September 2016– As of 9/2016, Timothy Hobbs is registered with Summit Brokerage Services. Original Post February 2016 Rex Securities Law is investigating VSR Financial Services broker Timothy C. Hobbs of…