Last Updated: September 2025 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Bob Sweet: Name: Robert Harold Sweet (also listed as Robert H. Sweet).…
read moreLast Updated: July 2025 – Parsippany, NJ Here’s what you need to know about Parsippany, NJ, stockbroker Michael Alan Citron: Name: Michael Alan Citron CRD Number: 1374797 Current Employers: Vanderbilt Advisory Services & Vanderbilt…
read moreLast Updated: April 2025 – Columbus, GA Richard Swift Investigation Summary Here’s what you need to know about Columbus, GA, stockbroker Richard B. Swift: Name: Mr. Richard Boyd Swift Current Employer: Raymond…
read moreLast Updated: February 2025, Houston, TX Here’s what you need to know about Houston, TX, stockbroker Garry R. Martin: Name: Mr. Garry Robert Martin CRD Number: 1362164 Current Employers: Raymond…
read moreLast Updated: February 2025 (Henderson, Texas) Jonathan Best Investigation Summary Here’s what you need to know about Henderson, Texas, stockbroker Jonathan Best: Name: Mr. Jonathan Earl Best Current Employer: Raymond…
read moreLast Updated: May 2024 (Houston, TX) Russell Stein Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Russell Stein: Name: Mr. Russell William Stein Current Employer: Raymond…
read moreLast Updated: May 2024 (Covington, LA) Paul Snow Investigation Summary Here’s what you need to know about Covington, LA, stockbroker Paul Snow : Name: Mr. Paul Dudlow Snow IV Current…
read moreLast Updated: February 2024 (Oakbrook Terrace, IL) James McDermott Investigation Summary Here’s what you need to know about Oakbrook Terrace, IL, stockbroker James McDermott: Name: Mr. James Daniel McDermott Current…
read moreLast Updated: February 2024 (Austin, Texas) Texas State Securities Board Joins Multi-State Settlement with Raymond James In a Consent Order dated 12/21/23, The Texas State Securities Board (TSSB) joined Massachusetts,…
read moreLast Updated: January 2024 (Bingham Telegraph, MI) Lance Vainik Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Lance Vainik: Name: Mr. Lance Kevin Vainik Current…
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