• Robert Rex, Esq.

Stuart Horowitz-Former Securities America Broker-Discloses 37 Customer Disputes
Stuart Horowitz-Former Securities America Broker-Discloses 37 Customer Disputes 150 150 Robert Rex, Esq.

July 2016-Coral Springs, Florida The FINRA records of Stuart Horowitz  , a former stock broker employed by  Securities America  , disclose a prior final regulatory event, 33 prior customer disputes, 4 currently pending customer disputes and a…

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  • Robert Rex, Esq.

Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments
Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Robert Rex, Esq.

August 2019-Huntington Beach, CA According to FINRA records,  Jack G. Merritt ,  a stockbroker  who works  for Crown Capital Securities  discloses  the settlement of a  customer dispute . The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Legend Securities Loses Arbitration Hearing Brought by Former Customer
Legend Securities Loses Arbitration Hearing Brought by Former Customer 150 150 Robert Rex, Esq.

Tampa, Florida A Financial Industry Regulatory Authority (FINRA) arbitration panel awarded damages of over $150,000 to two former customers of Legend Securities, Inc. who brought the action for losses suffered…

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  • Robert Rex, Esq.

VSR Financial Services-How to Recover Damages On Investment Losses
VSR Financial Services-How to Recover Damages On Investment Losses 150 150 Robert Rex, Esq.

FEBRUARY 2017 UPDATE–VSR Financial has closed operations. Many of its brokers and clients have been transferred to Summit Brokerage Services, a related entity. See below for discussion of VSR’s regulatory…

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  • Robert Rex, Esq.

Michael M. Hurtgen-Former Raymond James Broker-Discloses Discharge
Michael M. Hurtgen-Former Raymond James Broker-Discloses Discharge 150 150 Robert Rex, Esq.

Greenwood, CO According to FINRA records,  Michael M. Hurtgen ,   a stock broker currently  employed by Girard Securities , discloses a termination from prior employment. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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  • Robert Rex, Esq.

Rex Securities Law Investigating Minerva-Rockdale E&P IV
Rex Securities Law Investigating Minerva-Rockdale E&P IV 150 150 Robert Rex, Esq.

We are evaluating potential investor cases for persons who may have suffered losses on Minerva-Rockdale E&P IV. The Minerva-Rockdale E&P IV, LLC,  private placement offering in March 2013, authorized the issuer Euro…

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  • Robert Rex, Esq.

Minerva-Rockdale E&P III-How to Recover Investment Losses
Minerva-Rockdale E&P III-How to Recover Investment Losses 150 150 Robert Rex, Esq.

Investors who have losses as a result of investing in Minerva-Rockdale E&P III may be able to recover some or all of their  losses through arbitration. On May 16, 2016,…

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  • Robert Rex, Esq.

How to Recover Damages for Losses on Oil and Gas Investments Purchased from PTX Securities
How to Recover Damages for Losses on Oil and Gas Investments Purchased from PTX Securities 150 150 Robert Rex, Esq.

Investors suffering losses on oil and gas investments purchased from PTX Securities of Plano, Texas, may be able to recover damages through FINRA arbitration. PTX Securities (fka Balanced FInancial Securities)…

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  • Robert Rex, Esq.

PTX Securities Sanctioned Over Oil & Gas Investments by Securities Regulator
PTX Securities Sanctioned Over Oil & Gas Investments by Securities Regulator 150 150 Robert Rex, Esq.

Plano Texas- April 2016 PTX Securities  LLC (formerly Balanced Financial Securities) entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations…

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  • Robert Rex, Esq.

Richard J. Reynolds-Northland Securities Broker-Discloses Pending Customer Dispute Over Alternative Investments
Richard J. Reynolds-Northland Securities Broker-Discloses Pending Customer Dispute Over Alternative Investments 150 150 Robert Rex, Esq.

Minneapolis, MN According to FINRA records, Richard J. Reynolds ,  a broker who has been  registered  with Northland Securities since  9/2002 , discloses a pending customer dispute and a prior dispute that has been settled. The…

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