February 19, 2016- Grapevine, Texas The FBI raided the offices of United Development Funding (UDF) yesterday causing the shares of its largest fund United Development Funding IV to fall over 50%,…
read moreFebruary 17, 2016- Plano, Texas Rex Securities Law is investigating VFG Securities, a broker dealer headquartered in Culver City California, with offices in Plano, Texas, in connection with the sale…
read moreUPDATE November 2016-VFG Securities and Jason Vanclef sanctioned by FINRA. February 9, 2016-Plano Texas/ Culver City California The Financial Industry Regulatory Authority (FINRA) filed a complaint No. 2013038283001 against VFG…
read moreFebruary 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …
read moreFebruary 4, 2016- Boca Raton, Florida The Financial Industry Regulatory Authority (FINRA) filed a disciplinary proceeding against brokerage firm Purshe Kaplan Sterling Investments and broker Gopi Krishna Vungarala alleging that from…
read moreAustin, Texas Rex Securities Law is investigating VSR Financial Services broker Mikiel R. Featherston of The Featherston Group in connection with the sale of various direct investments including real estate securities and limited partnership…
read moreRichardson, Texas Rex Securities Law is investigating former VSR Financial Services broker Charles E. Chapman in connection with the sale of various direct investments including real estate securitie, equipment leasing investments, promissory notes and…
read moreThe Woodlands, Texas UPDATE April 2018–Charles Geraci , is the subject of two customer suits seeking $1.4M in damages and is no longer registered with VSR FInancial Services. See this for…
read moreBedford, Texas UPDATE September 2016– As of 9/2016, Timothy Hobbs is registered with Summit Brokerage Services. Original Post February 2016 Rex Securities Law is investigating VSR Financial Services broker Timothy C. Hobbs of…
read moreAustin, Texas UPDATE DECEMBER 2017-Lisa Allen is currently registered with Calton & Associates. See this for more information regarding VSR Financial Services. Rex Securities Law is investigating VSR Financial Services broker Lisa…
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