United Development Funding Offices Raided by FBI- Grapevine, Texas

United Development Funding Offices Raided by FBI- Grapevine, Texas 150 150 Robert Rex, Esq.

February 19, 2016- Grapevine, Texas The FBI raided the offices of United Development Funding (UDF) yesterday causing the shares of its largest fund United Development Funding IV to fall over 50%,…

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Investigation of VFG Securities in Plano, Texas- Sale of REITs & Alternative Investments

Investigation of VFG Securities in Plano, Texas- Sale of REITs & Alternative Investments 150 150 Robert Rex, Esq.

February 17, 2016- Plano, Texas Rex Securities Law is investigating VFG Securities, a broker dealer headquartered in Culver City California, with offices in Plano, Texas, in connection with the sale…

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VFG Securities Named in Regulatory Complaint for Sales of REITs/ Alternative Investments

VFG Securities Named in Regulatory Complaint for Sales of REITs/ Alternative Investments 150 150 Robert Rex, Esq.

UPDATE November 2016-VFG Securities and Jason Vanclef sanctioned by FINRA.  February 9, 2016-Plano Texas/ Culver City California The Financial Industry Regulatory Authority (FINRA) filed a complaint No. 2013038283001 against VFG…

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Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA

Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA 150 150 Robert Rex, Esq.

February 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes  of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …

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Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint

Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint 150 150 Robert Rex, Esq.

February 4, 2016- Boca Raton, Florida The Financial Industry Regulatory Authority (FINRA) filed a disciplinary proceeding against brokerage firm Purshe Kaplan Sterling Investments and broker Gopi Krishna Vungarala alleging that from…

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Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas

Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas 150 150 Robert Rex, Esq.

Austin, Texas Rex Securities Law is investigating VSR Financial Services broker Mikiel R. Featherston of The Featherston Group in connection with the sale of various direct investments including real estate securities  and limited partnership…

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Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas

Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas 150 150 Robert Rex, Esq.

Richardson, Texas Rex Securities Law is investigating former VSR Financial Services broker Charles E. Chapman   in connection with the sale of various direct investments including real estate securitie, equipment leasing investments, promissory notes and…

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Rex Securities Law Investigates VSR Financial Broker Charles Geraci- Woodlands, Texas

Rex Securities Law Investigates VSR Financial Broker Charles Geraci- Woodlands, Texas 150 150 Robert Rex, Esq.

The Woodlands, Texas UPDATE April 2018–Charles Geraci , is the subject of two customer suits seeking $1.4M in damages and is no longer registered with VSR FInancial Services. See this for…

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Timothy Hobbs-Former VSR Financial Broker-Discloses Customer Disputes-Bedford Texas

Timothy Hobbs-Former VSR Financial Broker-Discloses Customer Disputes-Bedford Texas 150 150 Robert Rex, Esq.

Bedford, Texas UPDATE September 2016– As of 9/2016, Timothy Hobbs is registered with Summit Brokerage Services. Original Post February 2016 Rex Securities Law is investigating VSR Financial Services broker Timothy C. Hobbs of…

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Rex Securities Law Investigates VSR Financial Services Broker Lisa Allen- Austin, TX

Rex Securities Law Investigates VSR Financial Services Broker Lisa Allen- Austin, TX 150 150 Robert Rex, Esq.

Austin, Texas UPDATE DECEMBER 2017-Lisa Allen is currently registered with Calton & Associates. See this for more information regarding VSR Financial Services.  Rex Securities Law is investigating VSR Financial Services broker Lisa…

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