• Robert Rex, Esq.

Jovannie Aquino-Former Spartan Capital Securities Broker- Is Barred and Discloses Regulatory Events, Customer Disputes and a Termination-New York, NY
Jovannie Aquino-Former Spartan Capital Securities Broker- Is Barred and Discloses Regulatory Events, Customer Disputes and a Termination-New York, NY 150 150 Robert Rex, Esq.

June 2020- New York, NY According to publicly available records Jovannie Aquino (CRD#4876661), a  former stockbroker who last worked for Spartan Capital Securities,  discloses a regulatory event, a civil event,…

read more
  • Robert Rex, Esq.

Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC
Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC 150 150 Robert Rex, Esq.

October 2019- NYC, NY According to publicly available records Albert Foronda.   (CRD#5737620 ,  a  stockbroker  currently registered  with Spartan Capital Securities,  disclose a prior customer dispute and 2 pending customer dispute.…

read more
  • Robert Rex, Esq.

Nicholas Schiano- Spartan Capital Securities Broker-Discloses Two Customer Disputes-New York, NY
Nicholas Schiano- Spartan Capital Securities Broker-Discloses Two Customer Disputes-New York, NY 150 150 Robert Rex, Esq.

October 2019, New York, NY According to publicly available records Nicholas James Schiano (CRD#4429212) ,  a  stockbroker who currently is employed by Spartan Capital Securities,   discloses 1  prior customer dispute and…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities and Aegis Capital Formerly a Broker Michael Venturino
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities and Aegis Capital Formerly a Broker Michael Venturino 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Garden City, NY Here’s what you need to know about Garden City, NY stockbroker Michael Venturino Name: Michael Christopher Venturino. Current Employer: None—this broker is not currently registered with…

read more
  • Robert Rex, Esq.

Tyre F. Newsome-Former Cape Securities Broker-Discloses Termination and Outstanding IRS Lien-New York
Tyre F. Newsome-Former Cape Securities Broker-Discloses Termination and Outstanding IRS Lien-New York 150 150 Robert Rex, Esq.

July 2017-New York According to publicly available records Tyre F. Newsome , (CRD# 4812894) ,  a   stockbroker who is  currently registered with Windsor Street Capital , disclose  a prior customer dispute,…

read more
  • Robert Rex, Esq.

Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes
Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes 150 150 Robert Rex, Esq.

UPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details.  Meyers Associates is now …

read more
  • Robert Rex, Esq.

Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY
Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY 150 150 Robert Rex, Esq.

July 2021  UPDATE -FINRA has filed a complaint alleging that Reda churned accounts and traded customer without authority.  Follow this for update. ORIGINAL POST--May 2016- Garden City, NY The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

Shahbul A. Molla Named in Customer Arbitration-Spartan Capital Securities Broker
Shahbul A. Molla Named in Customer Arbitration-Spartan Capital Securities Broker 150 150 Robert Rex, Esq.

May 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

read more
  • Robert Rex, Esq.

Jason M. Santini Named in Customer Arbitration-Blackbook Capital, LLC. Broker
Jason M. Santini Named in Customer Arbitration-Blackbook Capital, LLC. Broker 150 150 Robert Rex, Esq.

APRIL 2017 UPDATE-In November 2016 a customer of Spartan Capital filed FINRA arbitration 16-3109 alleging damages of $27,376 for overconcentration, unauthorized use of margin and negligence. ORIGINAL POST -May 2016…

read more
Enter your
text here

You cannot copy content of this page