• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephens Inc. Broker Craig Lang
Rex Securities Law Investment Fraud Attorney Investigates Stephens Inc. Broker Craig Lang 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Shreveport, LA Here’s what you need to know about Shreveport, LA stockbroker Craig N. Lang: Name: Craig Neyland Lang Current Employer: Stephens Inc. (Primary branch: 7600 Fern…

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  • Robert Rex, Esq.

Ritchie Roberts-Former Stephens Broker-Subject of Gambling Investigation/Barred From Securities Industry-Rogers, Arkansas
Ritchie Roberts-Former Stephens Broker-Subject of Gambling Investigation/Barred From Securities Industry-Rogers, Arkansas 150 150 Robert Rex, Esq.

March 2018- Rogers, Arkansas The FINRA records of  Norris Richard (“Richie”) Roberts, Jr.  ,  a  former stockbroker who was last employed by  Stephens Inc. disclose a recent regulatory matter resulting in a permanent bar from…

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  • Robert Rex, Esq.

Stephens Inc. Sanctioned by Securities Regulators for Mutual Fund Sales Charge Abuse
Stephens Inc. Sanctioned by Securities Regulators for Mutual Fund Sales Charge Abuse 150 150 Robert Rex, Esq.

October 27, 2015 Stephens, Inc.  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that since June 1, 2009, Stephens disadvantaged certain…

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