• Robert Rex, Esq.

United Development Funding Offices Raided by FBI- Grapevine, Texas
United Development Funding Offices Raided by FBI- Grapevine, Texas 150 150 Robert Rex, Esq.

February 19, 2016- Grapevine, Texas The FBI raided the offices of United Development Funding (UDF) yesterday causing the shares of its largest fund United Development Funding IV to fall over 50%,…

read more
  • Robert Rex, Esq.

Investigation of VFG Securities in Plano, Texas- Sale of REITs & Alternative Investments
Investigation of VFG Securities in Plano, Texas- Sale of REITs & Alternative Investments 150 150 Robert Rex, Esq.

February 17, 2016- Plano, Texas Rex Securities Law is investigating VFG Securities, a broker dealer headquartered in Culver City California, with offices in Plano, Texas, in connection with the sale…

read more
  • Robert Rex, Esq.

VFG Securities Named in Regulatory Complaint for Sales of REITs/ Alternative Investments
VFG Securities Named in Regulatory Complaint for Sales of REITs/ Alternative Investments 150 150 Robert Rex, Esq.

UPDATE November 2016-VFG Securities and Jason Vanclef sanctioned by FINRA.  February 9, 2016-Plano Texas/ Culver City California The Financial Industry Regulatory Authority (FINRA) filed a complaint No. 2013038283001 against VFG…

read more
  • Robert Rex, Esq.

Allstate Financial Services Broker Discharged/ Sanctioned by Regulators- Griffin, Georgia
Allstate Financial Services Broker Discharged/ Sanctioned by Regulators- Griffin, Georgia 150 150 Robert Rex, Esq.

January 13, 2016- Griffin, Georgia Stanley Ball entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while he was registered with Allstate…

read more
  • Robert Rex, Esq.

Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA
Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA 150 150 Robert Rex, Esq.

February 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes  of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …

read more
  • Robert Rex, Esq.

Rex Securities Law Investigates VSR Financial Services Broker in Seattle, Washington
Rex Securities Law Investigates VSR Financial Services Broker in Seattle, Washington 150 150 Robert Rex, Esq.

Seattle, Washington Rex Securities Law is investigating VSR Financial Services broker Robert M. Hinz, Jr. of Wealth Enhancement Strategies  in connection with the sale of annuities, real estate securities, options,  limited partnerships and direct investments…

read more
  • Robert Rex, Esq.

Rex Securities Law Investigates Former VSR Financial Services Broker Gregory Ellis-Baton Rouge, LA
Rex Securities Law Investigates Former VSR Financial Services Broker Gregory Ellis-Baton Rouge, LA 150 150 Robert Rex, Esq.

Baton Rouge, LA Rex Securities Law is investigating former VSR Financial Services broker Gregory M. Ellis  in connection with the sale of various alternative investments including real estate securities, oil and gas securities,…

read more
  • Robert Rex, Esq.

Former VSR Financial Broker Kevin M. Nevin Discloses Pending Customer Dispute-St. Louis Park, MN
Former VSR Financial Broker Kevin M. Nevin Discloses Pending Customer Dispute-St. Louis Park, MN 150 150 Robert Rex, Esq.

Saint Louis Park, MN UPDATE FEBRUARY 2017– IN July 2016 a customer of Nevin’s former employer VSR Financial filed FINRA case 16-1993 alleging fraud and unsuitability in connection with an investment…

read more
  • Robert Rex, Esq.

Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina
Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina 150 150 Robert Rex, Esq.

1/25/2016-Hickory, North Carolina Rex Securities Law is investigating former Calton & Associates broker Randy W. Burke. According to his FINRA brokercheck report, Burke was  barred from the securities industry October 2015, to resolve…

read more
Enter your
text here

You cannot copy content of this page