• Robert Rex, Esq.

Jose Casellas-Merrill Lynch Broker- Subject of $3 Million Customer Dispute- Guaynabo, Puerto Rico
Jose Casellas-Merrill Lynch Broker- Subject of $3 Million Customer Dispute- Guaynabo, Puerto Rico 150 150 Robert Rex, Esq.

January 2020- Guaynabo, Puerto Rico/Miami, FL According to publicly available records Jose Alberto Casellas (CRD# 2638747) ,  a  stockbroker who is employed by Merrill Lynch, Pierce, Fenner & Smith  disclose a pending customer dispute…

read more
  • Robert Rex, Esq.

Michael S. Sims-Former Wedbush Securities Broker- Discloses 4 Prior Customer Disputes and 1 Pending Customer Dispute- Santa Rosa, CA
Michael S. Sims-Former Wedbush Securities Broker- Discloses 4 Prior Customer Disputes and 1 Pending Customer Dispute- Santa Rosa, CA 150 150 Robert Rex, Esq.

January 2020 – Santa Rosa, CA The FINRA records of Michael Stevan Sims, a stockbroker who was last employed by  Wedbush Securities, Inc., disclose   4 prior customer disputes. The Financial Industry Regulatory Authority…

read more
  • Robert Rex, Esq.

Robert Edward Burns- Cetera Broker-Discloses Customer Disputes-Greenwood Village, CO
Robert Edward Burns- Cetera Broker-Discloses Customer Disputes-Greenwood Village, CO 150 150 Robert Rex, Esq.

January 2020- Greenwood Village, CO The FINRA records of Robert Edward Burns, a stockbroker employed by  Cetera Advisor Networks , disclose a pending customer dispute and  a prior customer dispute. The Financial Industry…

read more
  • Robert Rex, Esq.

Joseph A Likens-former LPL Financial Advisor-Discloses 15 Customer Disputes-Des Peres, MO
Joseph A Likens-former LPL Financial Advisor-Discloses 15 Customer Disputes-Des Peres, MO 150 150 Robert Rex, Esq.

January 2020-Des Peres, MO According to publicly available records of Joseph Alan Likens (CRD#3084903) ,  a  former stockbroker who previously worked for LPL FInancial discloses 2 regulatory events, 15 customer disputes,…

read more
  • Robert Rex, Esq.

Douglas Lee-Former Worden Capital Broker- Discloses Customer Disputes-Garden City, NY
Douglas Lee-Former Worden Capital Broker- Discloses Customer Disputes-Garden City, NY 150 150 Robert Rex, Esq.

January 2020 – Garden City, NY The FINRA records of Douglas Lee , a stockbroker who was last employed by  Worden Capital Management , disclose a pending customer dispute and  3 prior customer disputes. The…

read more
  • Robert Rex, Esq.

John M. Marinaccio- Worden Capital Broker-Discloses Terminations-Ramsey, NJ
John M. Marinaccio- Worden Capital Broker-Discloses Terminations-Ramsey, NJ 150 150 Robert Rex, Esq.

January 2020 – Ramsey, NJ The FINRA records of John Michael Marinaccio , who is currently  employed by  Worden Capital Management , disclose 2 terminations from employment. The Financial Industry Regulatory Authority (FINRA) is the…

read more
  • Robert Rex, Esq.

John Torres-FormerJP Morgan Broker- Discloses Pending Customer Disputes- Northridge, CA
John Torres-FormerJP Morgan Broker- Discloses Pending Customer Disputes- Northridge, CA 150 150 Robert Rex, Esq.

January 2020 – Northridge, CA According to publicly available records John Luis Torres (CRD#6322231) ,  a  former stockbroker discloses a regulatory event resulting in his bar from the industry , 2 pending…

read more
  • Robert Rex, Esq.

Ft. Lauderdale Man Charged with Defrauding Retiree of Retirement Savings
Ft. Lauderdale Man Charged with Defrauding Retiree of Retirement Savings 150 150 Robert Rex, Esq.

November 2019- Ft. Lauderdale, FL According to a recent press release from the United States Attorney’s Office for the Southern District of Florida, Michael Jerome Atkins, 60, was arraigned on…

read more
Enter your
text here

You cannot copy content of this page