• Robert Rex, Esq.

Stuart G. Dickinson-Former WFG Investments Broker-Barred by Securities Regulagtor-Highland Park, TX
Stuart G. Dickinson-Former WFG Investments Broker-Barred by Securities Regulagtor-Highland Park, TX 150 150 Robert Rex, Esq.

November 2016-Highland Park, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment
Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment 150 150 Robert Rex, Esq.

January 2017- Longview, Texas According to publicly available records Ronald D. Henson , (CRD# 1748328) ,  a  stockbroker who is currently employed by LaSalle St. Securities,  disclose a separation from employment after allegations. The…

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  • Robert Rex, Esq.

Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS
Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS 150 150 Robert Rex, Esq.

January 2017- Oxford, MS According to publicly available records Ty Kevin Bauer , (CRD# 2150885) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

John Piro-Joseph Gunnar Broker-Discloses Customer Dispute Alleging Churning
John Piro-Joseph Gunnar Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017-Melville, New York According to publicly available records John J. Piro , (CRD# 4539787) ,  a  stockbroker currently employed by Joseph Gunnar & Co. ,  disclose a pending customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Paul R. Nitz-H D Vest Broker-Discloses Pending Customer Arbitration-Woodlands, TX
Paul R. Nitz-H D Vest Broker-Discloses Pending Customer Arbitration-Woodlands, TX 150 150 Robert Rex, Esq.

January 2017-The Woodlands, Texas According to publicly available records Paul R. Nitz, (CRD# 2260178) ,  a  stockbroker currently employed by HD Vest Investment Services ,  discloses a pending customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL
Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL 150 150 Robert Rex, Esq.

January 2017-West Palm Beach, FL According to publicly available records Thomas B. Carreras (CRD# 1815164) ,  a  stockbroker currently employed by Ameritas Investment Corp. ,  discloses a  pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes
John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes 150 150 Robert Rex, Esq.

January 2017-Lincoln, NE According to publicly available records   John S. Bixby,  a  stockbroker currently employed by Drexel Hamilton,  discloses a  separation from employment after allegations and two finalized customer disputes. The Financial…

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  • Robert Rex, Esq.

Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX
Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX 150 150 Robert Rex, Esq.

January 2017-Friendswood, Texas The FINRA records of  Steven W. Shirley,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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  • Robert Rex, Esq.

Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX
Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX 150 150 Robert Rex, Esq.

January 2017-Houston, Texas The FINRA records of  Stacey Lee Rognon,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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  • Robert Rex, Esq.

Jesus D. Rodriguez-IMS Securities Stockbroker-Discloses Customer Disputes
Jesus D. Rodriguez-IMS Securities Stockbroker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

January 2017-Miami, Florida The FINRA records of  Jesus D. Rodriguez,  a  stockbroker with IMS Securities disclose a prior customer dispute and a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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