• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter N. Girgis, Former Broker with SW Financial, Worden Capital & Legend Securities
Rex Securities Law Investment Fraud Attorney Investigates Peter N. Girgis, Former Broker with SW Financial, Worden Capital & Legend Securities 150 150 Robert Rex, Esq.

Last Updated: November 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Peter N. Girgis: Name: Peter N. Girgis Current Employer: Barred from acting as…

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  • ER

John Orlando-Former SW Financial Broker- Customer Disputes Resolved for More Than $1.2M – Ft. Lauderdale, FL
John Orlando-Former SW Financial Broker- Customer Disputes Resolved for More Than $1.2M – Ft. Lauderdale, FL 150 150 ER

John A. Orlando Investigation June 2023 – Ft. Lauderdale, FL According to publicly available records  John Anthony Orlando ,  a  stockbroker previously employed by SW Financial,  discloses 2 regulatory events, 5 prior…

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Christopher Blumer- Former SW. Financial Broker-Discloses Award and Pending Customer Dispute-New York, NY
Christopher Blumer- Former SW. Financial Broker-Discloses Award and Pending Customer Dispute-New York, NY 150 150 ER

Christopher Blumer Investigation March 2023- New York, NY The FINRA records of Michael Christopher Blumer, a former SW Financial broker who currently works for Spartan Capital Securities,  disclose two pending and two prior…

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