TD Ameritrade Archives

Robert Rex, Esq.
July 25, 2025

Rex Securities Law Investment Fraud Attorney Investigates TD Ameritrade Former Broker Yee Mei (Betsy) Chan

Rex Securities Law Investment Fraud Attorney Investigates TD Ameritrade Former Broker Yee Mei (Betsy) Chan https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 25, 2025 July 25, 2025

Last Updated: July 2025 – Paramus, NJ Here’s what you need to know about Paramus, NJ, stockbroker Yee Mei Chan: Name: Yee Mei Chan CRD Number: 5581814 Alias: Betsy Chan Current Employer: Not…

Robert Rex, Esq.
June 3, 2015

Sam Stull-Grapevine Texas StockBroker-Sanctioned for Forgery

Sam Stull-Grapevine Texas StockBroker-Sanctioned for Forgery https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g June 3, 2015 June 3, 2015

March 30, 2015, Grapevine, Texas Sam Marshall Stull entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he forged the signatures of…