• Robert Rex, Esq.

Former Austin Lawyer Begins 17 Year Prison Sentence for Fraud
Former Austin Lawyer Begins 17 Year Prison Sentence for Fraud 150 150 Robert Rex, Esq.

March 9, 2016-Austin, Texas The Texas Lawyer reports that Patrick Lanier, a former Austin attorney, began a 17 year prison sentence for assisting Harris Ballow, an international fugitive, defraud 500…

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  • Robert Rex, Esq.

Dallas Financial Adviser Fined for Failure to Register with Texas State Securities Board
Dallas Financial Adviser Fined for Failure to Register with Texas State Securities Board 150 150 Robert Rex, Esq.

February 24, 2016- Dallas, Texas The Texas State Securities Board (TSSB) has reprimanded and fined Donald Lee Laseter $15,000 for acting as an investment adviser when he was not registered…

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  • Robert Rex, Esq.

Mexican Man Convicted in El Paso, TX, on $15M Investment Fraud
Mexican Man Convicted in El Paso, TX, on $15M Investment Fraud 150 150 Robert Rex, Esq.

February 23, 2016- El Paso, Texas CBS 7 reports that Mexican businessman Roberto Trinidad Del Carpio Frescas of Chihuahua was convicted by a federal jury on 24 counts of wire…

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  • Robert Rex, Esq.

LPL FIned $95,000 by Texas State Securities Board for $2 Million Loan to Broker by Customer
LPL FIned $95,000 by Texas State Securities Board for $2 Million Loan to Broker by Customer 150 150 Robert Rex, Esq.

February 18, 2016- The Texas State Securities Board reprimanded LPL Financial and ordered the company to pay a $95,000 fine for supervisory failures that led to one of their brokers…

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  • Robert Rex, Esq.

Texas REIT United Development Funding IV Receives Grand Jury Subpoena Following FBI Raid
Texas REIT United Development Funding IV Receives Grand Jury Subpoena Following FBI Raid 150 150 Robert Rex, Esq.

February 22, 2016- Grapevine, Texas United Development Funding IV (UDF IV)  reports that they have been subpoenaed to turn over company documents to a grand jury.  In an SEC filing…

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  • Robert Rex, Esq.

PTI Securities & Futures LP Facing Sanctions by Texas State Securities Board
PTI Securities & Futures LP Facing Sanctions by Texas State Securities Board 150 150 Robert Rex, Esq.

February 8, 2016- Austin , Texas The Texas State Securities Board (TSSB) has filed a Notice of Hearing to determine whether PTI Securities & Futures, L.P. should by reprimanded and…

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  • Robert Rex, Esq.

Ronald Harrison-Former GWN Securities Broker-Sanctioned by Regulator-Carrollton, TX
Ronald Harrison-Former GWN Securities Broker-Sanctioned by Regulator-Carrollton, TX 150 150 Robert Rex, Esq.

February 16, 2016- Carrollton, Texas The Texas State Securities Board (TSSB) has suspended Ronald Eugene Harrison of Carrollton, Texas, for 90 days and assessed a fine of $5,000 to resolve…

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  • Robert Rex, Esq.

Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme
Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme 150 150 Robert Rex, Esq.

February 2, 2016- Sherman, Texas News 12 KXII reports that Justin Spearman, a 27 year old graduate of Baylor University pleaded guilty before U.S. Magistrate Judge Christine A. Nowak  to…

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  • Robert Rex, Esq.

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber
Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber 150 150 Robert Rex, Esq.

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…

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  • Robert Rex, Esq.

Former Austinite Sentenced for Marty Robbins Antique Scam
Former Austinite Sentenced for Marty Robbins Antique Scam 150 150 Robert Rex, Esq.

January 15, 2016- Austin, Texas The FBI announced that Rose Marie O’Reilly, 63, of La Grange, TX, was sentenced to 48 months in federal prison in connection with a $1,4…

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