• Robert Rex, Esq.

Mexican Man Convicted in El Paso, TX, on $15M Investment Fraud
Mexican Man Convicted in El Paso, TX, on $15M Investment Fraud 150 150 Robert Rex, Esq.

February 23, 2016- El Paso, Texas CBS 7 reports that Mexican businessman Roberto Trinidad Del Carpio Frescas of Chihuahua was convicted by a federal jury on 24 counts of wire…

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  • Robert Rex, Esq.

Fred Davis “Dave” Clark Sentenced to 40 Years- Cay Clubs Scam-Key West, FL
Fred Davis “Dave” Clark Sentenced to 40 Years- Cay Clubs Scam-Key West, FL 150 150 Robert Rex, Esq.

February 23, 2016- Key West,  Florida Fred Davis “Dave” Clark, Jr. , 57, was sentenced 40 years in federal prison on bank fraud and obstruction charges in what U.S. Attorney Jerrob…

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  • Robert Rex, Esq.

Dallas Broker Wade Lawrence Named in New SEC Complaint
Dallas Broker Wade Lawrence Named in New SEC Complaint 150 150 Robert Rex, Esq.

February 16, 2016- Dallas Texas Wade J. Lawrence, formerly a broker with Southwest Securities and prior to that with Oppenheimer & Co. , was charged by the Securities & Exchange…

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  • Robert Rex, Esq.

PTI Securities & Futures LP Facing Sanctions by Texas State Securities Board
PTI Securities & Futures LP Facing Sanctions by Texas State Securities Board 150 150 Robert Rex, Esq.

February 8, 2016- Austin , Texas The Texas State Securities Board (TSSB) has filed a Notice of Hearing to determine whether PTI Securities & Futures, L.P. should by reprimanded and…

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  • Robert Rex, Esq.

West Palm Beach Man- Cecil Speight- Sentenced for Securities Fraud
West Palm Beach Man- Cecil Speight- Sentenced for Securities Fraud 150 150 Robert Rex, Esq.

February 12, 2016 Cecil F. Speight of West Palm Beach, Florida, was sentenced to 42 months in prison following a guilty plea to conspiracy to commit mail and securities fraud.…

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  • Robert Rex, Esq.

Charlotte Man Pleads Guilty to Securities & Wire Fraud
Charlotte Man Pleads Guilty to Securities & Wire Fraud 150 150 Robert Rex, Esq.

February 10, 2016- Charlotte, North Carolina The Charlotte Observer reports that Frank Enrique Lleras, of Charlotte, pleaded guilty to securities fraud and wire fraud in connection with a real estate…

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  • Robert Rex, Esq.

Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina
Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina 150 150 Robert Rex, Esq.

1/25/2016-Hickory, North Carolina Rex Securities Law is investigating former Calton & Associates broker Randy W. Burke. According to his FINRA brokercheck report, Burke was  barred from the securities industry October 2015, to resolve…

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Rex Securities Law Investment Fraud Attorney Investigates Fred Monroe, Jr. formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Fred Monroe, Jr. formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Albany, NY) Fred Monroe, Jr. Investigation Summary Here’s what you need to know about Albany, NY, stockbroker Fred Monroe,Jr.: Name: Mr. Frederick Eugene Monroe, Jr. Current…

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Former Austinite Sentenced for Marty Robbins Antique Scam
Former Austinite Sentenced for Marty Robbins Antique Scam 150 150 Robert Rex, Esq.

January 15, 2016- Austin, Texas The FBI announced that Rose Marie O’Reilly, 63, of La Grange, TX, was sentenced to 48 months in federal prison in connection with a $1,4…

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  • Robert Rex, Esq.

Larry Werbel Indicted for $15M VGTL Securities Fraud
Larry Werbel Indicted for $15M VGTL Securities Fraud 150 150 Robert Rex, Esq.

1/8/2016- Cleveland, Ohio Larry Werbel, 67,  of Evolution Partners Wealth Management in Chagrin Falls was indicted on charges that he participated in a scheme which defrauded about 100 investors out…

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