Theft Archives

Robert Rex, Esq.
September 7, 2015

Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges

Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 7, 2015 September 7, 2015

September 4, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that former Corpus Christi investment adviser Kenneth Wayne Graves was sentenced to concurrent 7 year state prison terms…

Robert Rex, Esq.
September 7, 2015

Houston Attorney Indicted on Charges of Wire Fraud/Money Laundering

Houston Attorney Indicted on Charges of Wire Fraud/Money Laundering https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 7, 2015 September 7, 2015

September 1 , 2015- Los Angeles/ Houston The FBI announced the indictment of Stephen Young Kang, 46, of Newport Beach, CA and Houston, Texas, who is charged with wire fraud…

Robert Rex, Esq.
September 1, 2015

Harrison Schumacher & Quantum Energy Named In SEC Action

Harrison Schumacher & Quantum Energy Named In SEC Action https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 1, 2015 September 1, 2015

August 27, 2015 The Securities and Exchange Commission (SEC) has alleged that Harrison Schumacher and his two Los Angeles companies, Quantum Energy LLC and Quaneco LLC, raised over $12.3 million…

Robert Rex, Esq.
September 1, 2015

SEC Names West Palm Beach Man in Boiler Room Securities Fraud

SEC Names West Palm Beach Man in Boiler Room Securities Fraud https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 1, 2015 September 1, 2015

August 20, 2015-West Palm Beach, FL Moshe Yehuda Dunoff was charged by the Securities and Exchange Commission (SEC) with participating in a boiler room fraud that raised over $1.5 million…

Robert Rex, Esq.
August 27, 2015

Armando Hernandez Leal Admits Laundering $66 Million From Mexican Investor-San Antonio

Armando Hernandez Leal Admits Laundering $66 Million From Mexican Investor-San Antonio https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 27, 2015 August 27, 2015

August 26, 2015- San Antonio, Texas The FBI reports that Armando Jesus Hernandez Leal, 53, of Shavano Park, Texas, pleaded guilty to federal money laundering charges in connection with a…

Robert Rex, Esq.
August 27, 2015

Dennis Flood of Medina County Ohio Sentenced For Insurance Scam

Dennis Flood of Medina County Ohio Sentenced For Insurance Scam https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 27, 2015 August 27, 2015

August 26, 2015- Cleveland, Ohio Cleveland.com reports that Dennis Flood, 64, of Brunswick, Ohio, pleaded guilty to engaging in a pattern of corrupt activity and aggravated theft for stealing from…

Robert Rex, Esq.
August 25, 2015

Former MML Investors Services Broker From Neptune Beach, FL, Arrested in Iowa for Forgery & Theft

Former MML Investors Services Broker From Neptune Beach, FL, Arrested in Iowa for Forgery & Theft https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 25, 2015 August 25, 2015

July 1, 2015 The Financial Industry Regulatory Authority (FINRA) entered a default decision against Jeffrey Alan Stewart barring him from associating with any FINRA member in any capacity for converting…

Robert Rex, Esq.
August 22, 2015

Former Cambridge Investment Research Broker Sanctioned in Connection with FINRA Investigation of Conversion of Funds from Elderly Client

Former Cambridge Investment Research Broker Sanctioned in Connection with FINRA Investigation of Conversion of Funds from Elderly Client https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 22, 2015 August 22, 2015

August18, 2015, Glenn Allen Moffitt, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he refused to appear for…

Robert Rex, Esq.
August 20, 2015

Dallas Attorney Sentenced for Investor Fraud in Nue Vodka/Vanguard Vodka Scam

Dallas Attorney Sentenced for Investor Fraud in Nue Vodka/Vanguard Vodka Scam https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 20, 2015 August 20, 2015

August 19, 2015- Dallas, Texas Andrew Lee Siegel, 56, a Dallas attorney pleaded guilty to felony offenses involving copyright infringement and investor fraud and was sentenced by US District Judge…

Robert Rex, Esq.
August 18, 2015

Richard Higgins of Stratham New Hampshire Sentenced for Securities Fraud

Richard Higgins of Stratham New Hampshire Sentenced for Securities Fraud https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 18, 2015 August 18, 2015

August 10, 2015-New Hampshire Richard M. Higgins, of Stratham, New Hampshire was sentenced in Merrimack County Superior Court to serve 5 to 14 years after pleading guilty to one felony…

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