• Robert Rex, Esq.

Rhino Capital Group Investment Losses? How to Recover Damages.
Rhino Capital Group Investment Losses? How to Recover Damages. 150 150 Robert Rex, Esq.

November 2018 We are investigating options for recovery of damages for investors who may have suffered losses on the following : Global Credit Recovery Delmarva Capital DeVille Asset Management Rhino…

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  • Robert Rex, Esq.

How to Recover Losses on Behavioral Recognition Systems (BRS Labs) now known as Giant Gray-Houston, TX
How to Recover Losses on Behavioral Recognition Systems (BRS Labs) now known as Giant Gray-Houston, TX 150 150 Robert Rex, Esq.

October 2018- The SEC has charged Houston based Behavioral Recognition Systems (now known as Giant Gray) and its CEO Ray C. Davis with soliciting over $28 million from investors and…

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  • Robert Rex, Esq.

Holly Maurer- Corecap Investments Broker-Discloses Settlement of Several Customer Disputes-Southfield, MI
Holly Maurer- Corecap Investments Broker-Discloses Settlement of Several Customer Disputes-Southfield, MI 150 150 Robert Rex, Esq.

October 2017 – Southfield, MI According to publicly available records Holly M. Maurer  (CRD#2764991) , a  stockbroker who is registered with Corecap Investments , disclose 5 prior  customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Dallas Area Couple Indicted for Embezzling $14.5 Million From Retirement Accounts
Dallas Area Couple Indicted for Embezzling $14.5 Million From Retirement Accounts 150 150 Robert Rex, Esq.

October 2018-Red Oak, Texas Jeffrey Richie, 53, and his wife Wendy Richie, 58, of Red Oak, TX, (a suburb south of Dallas) were indicted for conspiracy, theft from an employee…

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  • Robert Rex, Esq.

Alex G. Herrera-Former UBS Broker-Accused of Stealing Client Money in $7M Investor Suit-Coral Gables, FL
Alex G. Herrera-Former UBS Broker-Accused of Stealing Client Money in $7M Investor Suit-Coral Gables, FL 150 150 Robert Rex, Esq.

March 2019 – Coral Gables, FL According to FINRA records,  Alex Gerardo Herrera,   a former stockbroker who  last worked for USB Financial Services,  discloses 2 prior regulatory events , a current customer dispute…

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  • Robert Rex, Esq.

John Maccoll Charged With Stealing Nearly $4 Million from UBS Customers-Birmingham, MI
John Maccoll Charged With Stealing Nearly $4 Million from UBS Customers-Birmingham, MI 150 150 Robert Rex, Esq.

August 2018-Birmingham, Michigan The FINRA records of  John C. Maccoll,  a  stock broker who was last employed by UBS Financial Services ,  disclose that he was recently discharged by UBS after failing to cooperate…

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  • Robert Rex, Esq.

Gabriel Claudio Sentenced to 25 Years For Defrauding Victims From Alice, TX
Gabriel Claudio Sentenced to 25 Years For Defrauding Victims From Alice, TX 150 150 Robert Rex, Esq.

August 2018-Corpus Christi, TX The Texas State Securities Board (TSSB) announced that Gabriel Claudio, Jr. was sentenced in the 79th District Court of Jim Wells County to 25 years  to…

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  • Robert Rex, Esq.

Hector May-Former Securities America Broker-Investigation Over Missing Client Funds-New City, NY
Hector May-Former Securities America Broker-Investigation Over Missing Client Funds-New City, NY 150 150 Robert Rex, Esq.

May 2018-New City, New York Local press is reporting that Rockland/Orange County businessman and former Securities America stockbroker Hector May is being investigated by federal prosecutors on allegations of stealing…

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  • Robert Rex, Esq.

Sonya Camarco-Former LPL Financial Broker-Charged With Securities Fraud/Theft-Colorado Springs, CO
Sonya Camarco-Former LPL Financial Broker-Charged With Securities Fraud/Theft-Colorado Springs, CO 150 150 Robert Rex, Esq.

May 2018-Colorado Springs, CO The FINRA records of  Sonya D. Camarco ,   a   former LPL FInancial broker was recently permanently barred from the securities industry by FINRA for failing to respond to…

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