• Robert Rex, Esq.

Investigation of NEXT Financial Group Brokers Alleged to Have Converted Customer Funds-West Palm Beach, FL
Investigation of NEXT Financial Group Brokers Alleged to Have Converted Customer Funds-West Palm Beach, FL 150 150 Robert Rex, Esq.

May 2017-Houston, Texas In connection with a currently pending lawsuit, we are investigating thefts from customer accounts by brokers who were affiliated with NEXT Financial Group, a FINRA registered broker…

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  • Robert Rex, Esq.

Darren McFadden-Cowboy Running Back- Files Lawsuit Against Ameriprise Financial
Darren McFadden-Cowboy Running Back- Files Lawsuit Against Ameriprise Financial 150 150 Robert Rex, Esq.

May 2017- Dallas, TX According to an article in the StarTribune, Darren McFadden, Dallas Cowboy running back , has filed a lawsuit against Ameriprise Financial, alleging that his broker, Michael Eugene Vick,…

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  • Robert Rex, Esq.

Nemelee Liwanag Jiao Indicted for Fraud-Philippine School Ponzi Scheme-Dallas, TX
Nemelee Liwanag Jiao Indicted for Fraud-Philippine School Ponzi Scheme-Dallas, TX 150 150 Robert Rex, Esq.

April 2017-Dallas, TX Nemelee Liwanag Jiao, 47, of Irving, Texas, was indicted on two counts of wire fraud for operating a Ponzi scheme that bilked 35 people out of at…

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  • Robert Rex, Esq.

Allan George Cooper Guilty of Investment Fraud-Houston, Texas
Allan George Cooper Guilty of Investment Fraud-Houston, Texas 150 150 Robert Rex, Esq.

May 20-17-Houston, Texas The US Attorney’s Office for the Southern District of Texas advises that Allan George Cooper, 76, of Montgomery, TX, was convicted on two counts related to an investment…

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  • Robert Rex, Esq.

SEC Shuts Down LottoNet Boiler Room-Pompano Beach, FL
SEC Shuts Down LottoNet Boiler Room-Pompano Beach, FL 150 150 Robert Rex, Esq.

March 2017 The U.S. Securities and Exchange Commission announced the filing of a complaint against Florida based LottoNet Operating Corp. , its CEO David Gray and Joseph A. Vitale, a…

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  • Robert Rex, Esq.

Mark C. Parman Sentenced to Six Years on Fraudulent Oil Deals-Frisco, TX
Mark C. Parman Sentenced to Six Years on Fraudulent Oil Deals-Frisco, TX 150 150 Robert Rex, Esq.

April 2017-Frisco, Texas A Texas State Securities Board (TSSB) news release reports that Mark Christopher Parman has been sentenced to six years in state prison after pleading guilty to securities fraud…

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  • Robert Rex, Esq.

Robert K Lindell-Former Revere Securities Broker-Sentenced to 10 Years for Defrauding Elderly Women & Tax Evasion-Bangor, ME
Robert K Lindell-Former Revere Securities Broker-Sentenced to 10 Years for Defrauding Elderly Women & Tax Evasion-Bangor, ME 150 150 Robert Rex, Esq.

April 2019-Bangor, Maine According to publicly available records Robert Kenneth Lindell,  ,  a  previously registered stockbroker and former Maine lawmaker, who was last employed by Richfield Orion International, disclose 5…

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  • Robert Rex, Esq.

Austin W. Morton-Former Edward Jones Broker-Named in Theft Complaint-Sallisaw, OK
Austin W. Morton-Former Edward Jones Broker-Named in Theft Complaint-Sallisaw, OK 150 150 Robert Rex, Esq.

March 2017-Sallisaw, OK According to publicly available records Austin W. Morton , (CRD# 5538108) ,  a  currently unregistered stockbroker who previously worked for Edward Jones  disclose a pending regulatory matter, a pending customer dispute and…

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  • Robert Rex, Esq.

Steven Zoernack Pleads Guilty to Wire Fraud Conspiracy-Tampa, FL
Steven Zoernack Pleads Guilty to Wire Fraud Conspiracy-Tampa, FL 150 150 Robert Rex, Esq.

March 31, 2017-Tampa, Florida The U.S. Attorney”s Office for the Middle District of Florida announced that Steven Zoernack, 55, of Sarasota, Florida, pleaded guilty to conspiring to commit wire fraud…

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  • Robert Rex, Esq.

Chad Sayers Indicted for Fraud-Dallas, Texas
Chad Sayers Indicted for Fraud-Dallas, Texas 150 150 Robert Rex, Esq.

March 2017-Sherman, Texas Carlton Chadbourne Sayers (‘Chad”), 51, of Dallas was indicted for fraud by a Federal Grand Jury for the Eastern District of Texas according to a press release…

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