Last updated: August 2025 — Cincinnati, Ohio Investigation Summary: Elizabeth Fitzwater UBS Financial Services Inc. Here’s what you need to know about Elizabeth Ann Fitzwater (Cincinnati, OH) Stockbroker / Financial…

Last Updated: August 2025 — Cincinnati, OH Here’s what you need to know about Cincinnati, OH, stockbroker Scott D. Jones: Name: Mr. Scott D. D. Jones CRD Number: 2196146 Current Employer: UBS Financial…

Last Updated: July 2025 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Brent Allen Penrose: Name: Brent Allen Penrose CRD Number: 5464292 Current Employer: Northern Trust Securities, Inc.…

Last Updated: July 2025 – Clayton, MO Here’s what you need to know about Clayton, MO stockbroker Anthony King: Name: Mr. Anthony King Current Employer: UBS Financial Services Inc. Function: Stockbroker / Financial…

Last Updated: May 2025 – Charleston, SC Here’s what you need to know about Charleston, SC, stockbroker Jarrett Keith Strickland: Name: Mr. Jarrett Keith Strickland Current Employer: UBS Financial Services Inc. Primary…

Last Updated: June 2025 – San Juan, PR Here’s what you need to know about San Juan, PR, stockbroker Angel Manuel Canabal Sr.: Name: Mr. Angel Manuel Canabal Sr. Current…

Last Updated: May 2025 – Tampa, FL Here’s what you need to know about Tampa, FL stockbroker Aishka O. Lugo: Name: Ms. Aishka O. Lugo Current Employer: UBS Financial Services Inc. Prior…

Here’s what you need to know about Oakbrook Terrace, IL, stockbroker Henry Jakobsze: Name: Mr. Henry Paul Jakobsze Current Employer: UBS Financial Services Inc. Function: Stockbroker / Financial Advisor Aliases:…

Last Updated: May 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Benjamin Joseph Segal: Name: Mr. Benjamin Joseph Segal Current Employer: UBS Financial Services…

Last Updated: April 2025 – New York, NY Mark Sullivan Investigation Summary Here’s what you need to know about New York, NY, former stockbroker Mark Sullivan: Name: Mr. Mark Lawrence Sullivan…