August 2021- Frisco, TX According to publicly recorded records, David Ray Oakes, a financial advisor employed by Prospera Financial Services, discloses a regulatory event, and a termination from employment. The…
read moreAugust 2021, New York, NY According to publicly available records Joseph Omar “Joey”Gebron (CRD#2764264) , a stockbroker who is currently registered with SW Financial , discloses 7 prior customer disputes, one…
read moreAugust 2021 – Lincoln, NE According to publicly available records of Jason M. Dworak , a broker employed with UBS Financial in Lincoln, NE, discloses a million dollar award to a…
read moreAugust 2021 – Dallas, TX According to publicly available records of Matthew E. Lasko , a broker employed with UBS Financial in Dallas, discloses a pending customer dispute. The Financial…
read moreAugust 2021 Did you invest in Lightstone Value Plus REIT III ? Did you Suffer Losses? Lightstone Value Plus REIT III was sold to investors with the promise of a…
read moreAugust 2021- Bolton, MA According to publicly available records, Brett Briggs a broker currently employed by Western International Securities, Inc. discloses 5 regulatory events and 5 prior customer disputes. The Financial…
read moreAugust 2021- Kings Park, NY The FINRA records of Bryon E. Martinsen, a stock broker who is currently employed by Centaurus Financial disclose 3 pending customer disputes, 7 prior customer disputes , a termination from…
read moreAugust 2021- Lisle, IL According to publicly available records, Raymond Velasco, Sr., a financial advisor who previously was employed by LPL Financial, discloses a regulatory event , a customer dispute and…
read moreAugust 2021 – Indianapolis, IN According to publicly available records of Mark William Just (CRD#1138738) , a broker who was last employed with Triad Advisors, Inc., discloses a regulatory event, a…
read moreJuly 2021- New York, NY According to publicly available records David Martirosian (CRD#5261144), a former stockbroker who last worked for Joseph Stone Capital, has been permanently barred from FINRA. The…
read more 
			