• Robert Rex, Esq.

Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute
Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

Lakeland, Florida According to FINRA records, Edgar A. Thomas ,  a broker who is currently registered  with Calton & Assoc. , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Losses on KBR Baron’s Cove ? How to Recover Damages.
Losses on KBR Baron’s Cove ? How to Recover Damages. 150 150 Robert Rex, Esq.

Investors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…

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  • Robert Rex, Esq.

Jason B. Vanclef-VFG Securities-Named In Regulatory Investigation Over REIT Sales
Jason B. Vanclef-VFG Securities-Named In Regulatory Investigation Over REIT Sales 150 150 Robert Rex, Esq.

Culver CIty, CA According to FINRA records, Jason B. Vanclef,  a broker who is  registered  with VFG Securities  , discloses that he is named in a FINRA complaint alleging that in connection with…

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  • Robert Rex, Esq.

Theodore Allocca, Jr.-Trident Partners Stockbroker-Discloses Customer Suits
Theodore Allocca, Jr.-Trident Partners Stockbroker-Discloses Customer Suits 150 150 Robert Rex, Esq.

September 2018-Woodbury, New York According to FINRA records, Theodore Allocca, Jr. ,  a broker who is currently registered  with Trident Partners Ltd. , disclose a pending customer dispute and  two prior final customer…

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  • Robert Rex, Esq.

Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock
Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock 150 150 Robert Rex, Esq.

UPDATE AUGUST 2016-FINRA records disclose that a customer of COR Clearing has filed FINRA arbitration 16-2100 alleging damages of $778,119 for recommending worthless securities and fraud. UPDATE JULY 2016-FINRA records…

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  • Robert Rex, Esq.

Wilson G. Saville-Barrett & Co.-Lose Customer Arbitration
Wilson G. Saville-Barrett & Co.-Lose Customer Arbitration 150 150 Robert Rex, Esq.

JUNE 2018 UPDATE-IN 5/2016 a FINRA arbitration panel awarded damages of $267,890 to the Barrett & Company customer that filed FINRA Case 14-0755 discussed below. ORIGINAL POST MAY 2016 Providence,…

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  • Robert Rex, Esq.

Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute
Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute 150 150 Robert Rex, Esq.

Westhampton Beach, New York According to FINRA records, Samuel D. Wyman, Jr., a broker who formerly worked for Gilford Securities , discloses 3 customer disputes, 2 of which have been finalized and…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker Sean P. McCabe
Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker Sean P. McCabe 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Hauppauge, NY) Sean P. McCabe Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Sean P. McCabe: Name: Mr. Sean P. McCabe Current…

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  • Robert Rex, Esq.

Michael P. McMahon -Former National Securities Corp Stockbroker-Discloses Pending Customer Disputes-NY
Michael P. McMahon -Former National Securities Corp Stockbroker-Discloses Pending Customer Disputes-NY 150 150 Robert Rex, Esq.

Garden City, New York MAY 2017 UPDATE–MCMahon’s FINRA record discloses 5 pending and 11 final customer disputes. In 11/2016 FINRA case 15-1558 was settled for $400,000 to resolve allegations by…

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  • Robert Rex, Esq.

Larry C. Wolfe-Former Herbert J. Sims Stockbroker-Sued by Customers/Discharged & Barred From Securities Industry-Boca Raton, FL
Larry C. Wolfe-Former Herbert J. Sims Stockbroker-Sued by Customers/Discharged & Barred From Securities Industry-Boca Raton, FL 150 150 Robert Rex, Esq.

MAY 2018 UPDATE ON LARRY WOLFE-BOCA RATON, FL-FINRA records disclose that Wolfe was permanently barred from securities industry in 2/2018 for failing to respond to FINRA request for information. In…

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