Wilson-Davis & Co. Archives

ER
May 3, 2022

Lyle Davis -Former Wilson-Davis Broker-Suspended by FINRA-Salt Lake City, UT

Lyle Davis -Former Wilson-Davis Broker-Suspended by FINRA-Salt Lake City, UT https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g May 3, 2022 September 29, 2023

Lyle Davis Investigation May 2022 – Salt Lake City, UT According to publicly attained records, Lyle W. Davis, a stockbroker who is not currently registered and who was last employed…

Robert Rex, Esq.
October 25, 2016

Ian C. Kass-Former WIlson-Davis Stockbroker- Charged with Securities Fraud-Ft. Lauderdale, FL

Ian C. Kass-Former WIlson-Davis Stockbroker- Charged with Securities Fraud-Ft. Lauderdale, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 25, 2016 October 25, 2016

October 2016-Ft. Lauderdale, Florida The FINRA records of Ian C. Kass, a former stockbroker who was last employed by Wilson-Davis & Co. discloses a recent employment separation after allegations. In September 2016, the U.S. Attorney’s Office…

Robert Rex, Esq.
May 13, 2016

Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud

Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 13, 2016 May 13, 2016

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme…