Last Updated: June 2025 — Burlingame, CA
Here’s what you need to know about Burlingame, CA, stockbroker Celeste Oi Ling Leung:
- Name: Celeste Oi Ling Leung
- Aliases: Celeste Ling Ho, Celeste Ling Leung
- CRD Number: 4812260
- Current Status: Not currently registered with any FINRA-member firm
- Prior Employers: Cambridge Investment Research, Inc. (Burlingame, CA); Ameriprise Financial Services, LLC (Redwood City, CA); J.P. Morgan Securities LLC (Millbrae, CA); TD Ameritrade, Inc. (San Mateo, CA)
- Function: Stockbroker / Financial Advisor
- Can Celeste Leung be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Discharged by a Prior Employer: Yes
- Highest Award or Settlement: $84,756
If you’ve sustained damages from Ms. Leung, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Celeste Leung As Your Stockbroker?
Celeste Leung has been the subject of two customer disputes and an employment termination related to alleged misconduct.
- Customer Dispute #1:
In November 2023, a customer of J.P. Morgan Securities LLC alleged misrepresentation involving a variable annuity investment. The matter was settled for $84,756. Misrepresentation violates FINRA Rule 2020, which prohibits manipulative or deceptive practices. - Customer Dispute #2:
In March 2019, while employed by TD Ameritrade, a customer alleged that Leung made unsuitable recommendations regarding investments in Aequitas promissory notes. The claim was settled for $15,000 in May 2019. Unsuitable recommendations may violate FINRA Rule 2111, which requires brokers to have a reasonable basis to believe recommendations are suitable. - Employment Separation:
Ms. Leung was discharged by JPMorgan Chase Bank, N.A. in March 2024, for using an unapproved channel for client communications and lacking proper documentation for a variable annuity presentation.
Allegations of Broker Misconduct Against Celeste Leung
Clients and a former employer have alleged the following misconduct against Celeste Leung:
- Misrepresentation of variable annuity features and risks
- Unsuitable investment recommendations involving high-risk promissory notes
- Use of unapproved communication channels and inadequate record-keeping
Recover Your Investment Losses Now With Rex Securities
Our Investigations of other J.P. Morgan Brokers
Investigations of other Cambridge Investment Research brokers
If you have suffered investment losses in an account handled by Celeste Oi Ling Leung, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.