Last Updated: September 2023 (Mineola, New York)
Christopher Fusco Investigation Summary
Here’s what you need to know about Mineola, New York, stockbroker Christopher Fusco:
- Name: Mr. Christopher Thomas Fusco
- Current Employer: Not Currently Registered as a broker
- Previous Firms: Joseph Stone Capital, Arive Capital Markets, Cape Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Mineola, New York
- CRD 5981205
- Can Christopher Fusco be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $453,406
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Fusco As Your Stockbroker?
In 11/2022 a customer of Arive Capital filed a FINRA arbitration alleging the Christopher Fusco made unsuitable investment recommendations and churned (over traded) their account. The customer seeks $453,406 in this currently pending matter.
Allegations of Broker Misconduct Against Christopher Fusco
A customer of Christopher Fusco has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Account Churning (over trading)
To read more about Churning in actual FINRA cases, follow this link.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Christopher Fusco, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
