Rex Securities Law Investment Fraud Attorney Investigates Fifth Third Securities Broker Christopher M. Hayes

Rex Securities Law Investment Fraud Attorney Investigates Fifth Third Securities Broker Christopher M. Hayes

Rex Securities Law Investment Fraud Attorney Investigates Fifth Third Securities Broker Christopher M. Hayes 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Dayton, Ohio

Here’s what you need to know about Dayton, OH, stockbroker Christopher Martin Hayes:

  • Name: Christopher Martin Hayes
  • CRD Number: 2333190
  • Current Employer: Fifth Third Securities, Inc. ( since Feb. 14, 2005)
  • Function: Stockbroker / Financial Advisor
  • Primary Location(s): Dayton/Centerville / Miamisburg, OH
  • Previously Registered With: Morgan Stanley; Morgan Stanley DW Inc.; Lockwood Financial Services, Inc.
  • Industry Exams Passed: Series 9 (General Securities Sales Supervisor – Options), SIE, Series 7, Series 65, Series 63
  • Can Christopher Hayes be sued in FINRA arbitration? Yes
  • Sanctioned by FINRA? No
  • Highest Settlement or Award: $122,500

If you’ve sustained damages from Mr. Hayes, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Christopher Hayes As Your Stockbroker?

FINRA arbitration filed May 2025 (FINRA Case No. 25-01000) alleged that Mr. Hayes, while at Fifth Third Securities, Inc., sold CMO/MBS (asset‑backed debt) securities that were not suitable for the customer. The claim was settled 8/2025 for #122,500.

Allegations of Broker Misconduct Against Christopher Hayes

Unsuitable recommendations of CMO/MBS asset‑backed securities.

Recover Your Investment Losses Now With Rex Securities Law

Our Investigations of Other Fifth Third Securities Brokers

If you have suffered investment losses in an account handled by Christopher Martin Hayes, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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