Last Updated: October 2023 (Boca Raton, FL)
Christopher Norton Investigation Summary
Here’s what you need to know about Boca Raton, FL, stockbroker Christopher Norton:
- Name: Mr. Christopher Todd Norton
- Current Employer: Boustead Securities
- Previous Firms: I-Bankers Direct, Aegis Capital Corp., IAA Financial LLC
- Obsidian Financial Group
- Function: Stock Broker/ Financial Advisor
- Aliases: Christopher Norton
- Primary Location: Boca Raton, FL
- CRD 5386000
- Can Christopher Norton be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $57,500
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Norton As Your Stockbroker?
In 2021 a customer of Aegis Capital was paid $45,000 to settle a FINRA arbitration which alleged that Christopher Norton made an unsuitable recommendation to invest in an alternative investment.
Another Aegis Capital customer was paid $57,500 in 2021 to settle a FINRA arbitration in 2021 which alleged that Christopher Norton excessively traded their account and made unsuitable recommendations.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
Allegations of Broker Misconduct Against Christopher Norton
Customers of Christopher Norton have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Excessively Traded Account (Churning)
- Made misrepresentations
- Inadequate due diligence
- Omissions
- Misleading statements
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Christopher Norton, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.