Last Updated: December 2023 (Athens, GA)
Corinne Hutchinson Investigation Summary
Here’s what you need to know about Athens, GA, stockbroker Corinne Hutchinson:
- Name: Corinne Alexander Hutchinson
- Current Employer: Not currently registered with FINRA, Lanier Financial Group (RIA)
- Previous Firms: Synovus Securities, J.C. Bradford & Co.
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Cissy Miller, Corinne Alexander Miller
- Primary Location: Athens, GA
- CRD 2067670
- Can Corrine Hutchinson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by former employer: Yes
- Highest Settlement or Award: $350,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Corinne Hutchinson As Your Stockbroker?
A customer of Synovus Securities was paid $350,000 to resolve allegations that Corrine Hutchinson made an unsuitable switch from one variable annuity to another variable annuity which was unsuitable for a senior investor.
Corrine “Cissy” Hutchinson was discharged by Synovus Securities in 10/2023 for failure to comply with the firm’s customer signature policy. She had been employed by Synovus Securities since 1997.
Allegations of Broker Misconduct Against Corinne Hutchinson
A customer of Corrine Hutchinson alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to switch from one variable annuity to another variable annuity
- Unsuitable recommendation to purchase annuity that was not suitable for a senior investor
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer. FINRA Rule 2111- suitability
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Corrine “Cissy” Hutchinson (formerly Cissy Miller), contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.