Last Updated: February 2025, Tulsa, OK
Curtis Wilson Investigation Summary
Here’s what you need to know about Tulsa, OK stockbroker Curtis Wilson:
- Name: Mr. Curtis Brian Wilson
- Current Employer: Not currently registered
- Prior Employers: Securities America, Inc., LPL Financial LLC, Geneos Wealth Management, Inc., Merrill Lynch, Dean Witter Reynolds Inc.
- DBA: Changepath LLC
- Function: Stock Broker/Financial Advisor
- Aliases: Curtis Wilson
- Primary Location: Tulsa, OK
- CRD #: 1517272
- Can Curtis Wilson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $250,000
- Pending Customer Dispute Seeks Damages of: $761,000
If you’ve sustained damages from Mr. Wilson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Curtis Wilson As Your Stockbroker?
A customer of CreativeOne Wealth, LLC settled a FINRA arbitration case for $250,000 on July 7, 2023. The dispute alleged that Curtis Wilson engaged in an option-based trading strategy that was not suitable and failed to adequately disclose associated risks.
Key Case Details:
- Settlement Amount: $250,000
- Allegation: Unsuitable options trading resulting in significant client losses
Pending FINRA arbitration Case No. 24-01163 involves a $761,000 claim alleging that Wilson traded S&P 500 put options without proper authorization or disclosures.
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Allegations of Broker Misconduct Against Curtis Wilson
Curtis Wilson has been involved in multiple customer disputes, with allegations including:
- Unsuitable Investment Recommendations – Customers alleged that Wilson engaged in high-risk option-based trading strategies without proper suitability analysis, violating FINRA Rule 2111 (Suitability Rule).
- Failure to Execute Trades in a Timely Manner – A prior settlement of $25,000 was paid in connection with allegations that Wilson failed to execute customer trades properly.
- Failure to Disclose Investment Risks – Investors claimed that Wilson did not provide adequate risk disclosures regarding options trading, a potential violation of FINRA Rule 2210 (Communications with the Public).
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations involving Avantax brokers.
If you have suffered investment losses in an account handled by Curtis Wilson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.