Last Updated: August 2025 – Greenville, SC
Here’s what you need to know about Greenville, SC, stockbroker Dan Edward Wagner Jr.:
- Name: Dan Edward Wagner Jr.
- CRD Number: 2867278
- Current Employer: Arkadios Capital, Wealth Management Advisors, LLC
- Prior Employers: Triad Advisors LLC, IC Advisory Services, Inc., The Investment Center, Inc., UVEST Financial Services Group, Inc.
- Function: Stockbroker / Financial Advisor
- Primary Location: Greenville, SC
- Alias: Dan Wagner
- Other Business Affiliations: Wagner Wealth Management, Wealth Management Advisors, Dew Holdings, DJ Wealth Holdings, U&D Baxter Ventures, Cup of Joe LLC, Coffee Unlimited LLC, Bucket List Capital, Research Park LLC, KTW LLC
- Can Dan Wagner Jr. be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Reported Settlement: $60,000
- Pending Dispute Seeks Damages of: $189,550
If you’ve sustained damages from Mr. Wagner, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Dan Wagner As Your Stockbroker?
In May 2023, a FINRA arbitration (Case No. 23-01598) was filed claiming Wagner negligently recommended a direct investment in DPP & LP interests while with Triad Advisors LLC and Arkadios Capital. The case settled in June 2024 for $60,000
In a currently pending arbitration filed in July 2023 (Case No. 23-02579) a customer of Triad Investments alleges unsuitable REIT and LP investments from 2015 and is seeking $189,550 in damages.
Allegations of Broker Misconduct Against Dan Edward Wagner Jr.
These allegations highlight a pattern involving unsuitable product recommendations and alleged misrepresentations — serious issues that may violate FINRA Rules 2111 and 2010 (Standards of Commercial Honor and Principles of Trade).
- Negligence
- Unsuitable recommendation to invest in limited partnership.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Arkadios Capital Brokers
Investigations of Other Triad Advisor Brokers
If you have suffered investment losses in an account handled by Dan Edward Wagner Jr., contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.