Last Updated: March 2025 (Flowood, MS)
Here’s what you need to know about Flowood, MS, stockbroker Daniel Countiss:
- Name: Mr. Daniel Dee Countiss
- Current Employer: LPL Financial LLC
- Prior Employer: Edward Jones
- DBA: Countiss Wealth Management
- Function: Stockbroker / Financial Advisor
- Primary Location: Flowood, MS
- CRD#: 5732620
- Can Daniel Countiss be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $35,000
If you’ve sustained damages from Mr. Countiss, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel Countiss As Your Stockbroker?
A customer of Edware Jones has filed a complaint against Daniel Countiss alleging that he misrepresented the tax consequences of moving funds from a qualified account, resulting in excessive taxes and loss of earnings.
- Date of Filing: December 31, 2024
- Case Number: Not specified
- Alleged Damages: $35,000
Allegations of Broker Misconduct Against Daniel Countiss
A customer of Daniel Countiss has alleged the following wrongdoing in connection with the handling of their accounts:
- Misrepresentation of Tax Consequences – A customer alleges that Mr. Countiss assured them that moving funds from a qualified account would result in only “minor” tax implications, which was not accurate.
- Improper Handling of Distributions – The same customer further claims that Mr. Countiss improperly managed the distributions, leading to excessive tax liability and loss of earnings.
FINRA Rule 2010 requires brokers to adhere to high standards of commercial honor and just and equitable principles of trade.
Recover Your Investment Losses Now With Rex Securities Law
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If you have suffered investment losses in an account handled by Daniel Countiss, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.