Last Updated: August 2025 — Naples, Florida
Here’s what you need to know about Naples, FL stockbroker Darren Moran:
- Name: Darren Robert Moran
- CRD Number: 2394304
- Current Employer: Wells Fargo Advisors / Wells Fargo Advisors Financial Network, LLC
- Primary Location: Naples, FL
- Function: Stockbroker / Financial Advisor
- Other Business Affiliations: Naples Private Wealth, Garrison Media, Garrison LLC
- Prior Employers: Morgan Stanley; Citigroup Global Markets Inc.; Dean Witter Reynolds Inc.
- Can Darren Moran be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $648,745
If you’ve sustained damages from Mr. Moran, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Darren Moran As Your Stockbroker?
A pending FINRA arbitration case, filed in 2023 by a customer of Wells Fargo Advisors Financial Network, LLC, alleges that Darren Moran made unsuitable investment recommendations regarding variable annuities in or around December 2017. The claimant seeks $648,745 in damages.
See this for our prior investigations of cases involving Annuities
Unsuitable investment recommendations may constitute a violation of FINRA Rule 2111, which requires that brokers have a reasonable basis to believe that a recommended transaction or investment strategy is suitable for the customer, based on the customer’s investment profile.
Allegations of Broker Misconduct Against Darren Moran
- Unsuitable investment recommendations
Brokers and their firms are obligated under FINRA Rule 2111 (Suitability) and FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) to act in the best interest of their customers and ensure that all investment recommendations are appropriate and properly explained.
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Wells Fargo brokers
If you have suffered investment losses in an account handled by Darren Robert Moran, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.