Last Updated: September 2026 (Westlake Village, CA)
David Glienke Investigation Summary
Here’s what you need to know about Westlake Village, CA, stockbroker David Glienke:
- Name: Mr. David Dean Glienke
- Current Employer: LPL Financial (since 6/2025)
- DBA: ClearCoast Wealth Management, Glienke Financial Group
- Previous Firms: Western International Securities, Financial West Group
- Function: Stock Broker/ Financial Advisor
- Aliases: David Glienke
- Primary Location: Westlake Village, CA
- CRD 5502866
- Can David Glienke be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $110,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With David Glienke As Your Stockbroker?
A customer of Glienke’s former employer Western International Securities filed a FINRA arbitration in 12/2023 alleging that he misrepresented an investment (debt corporate). In 6/2025 the matter was settled for $110,000. In August 2025 a similar customer dispute was also resolved for $12,500.
Allegations of Broker Misconduct Against David Glienke
Customers of David Glienke have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresented an investment in corporate debt
- Unsuitable Investment Recommendation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
Investigations involving other Western International Securities brokers
If you have suffered investment losses in an account handled by David Glienke, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued For Our Clients
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.