Last Updated: July 2025 — Manasquan, New Jersey
Here’s what you need to know about Manasquan, NJ stockbroker David A. Shaw:
- Name: David A. Shaw
- CRD Number: 5337265
- Current Employer: Cetera Investment Advisers LLC / Cetera Wealth Services, LLC
- Other Business Affiliations: Allied Wealth Partners, Parsippany, NJ; Premier Brokerage Services, Jenkintown, PA (acquired by Arthur J. Gallagher & Co. in 2020
- Function: Stockbroker / Financial Advisor
- Previously Registered With: Securian Financial Services, Inc. (9/2020-8/2023) ; Edward Jones; MetLife Securities Inc.; New England Securities Corporation; UBS Financial Services Inc.
- Can David A. Shaw be sued in FINRA arbitration? Yes
- Highest Settlement or Award: $99,093
If you’ve sustained damages from Mr. Shaw, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With David A. Shaw As Your Stockbroker?
David A. Shaw was named in a customer dispute involving allegations that an elderly client’s account was invested too aggressively, resulting in significant losses in a mutual fund. The complaint, filed Shaw was at Securian Financial Services, Inc., was settled in November 2023, for $99,093
Allegations of Broker Misconduct Against David A. Shaw
Account Traded too Agressively
What is Excessive Trading (Churning)?
Churning According to U.S. Securities and Exchange Commission (SEC)
Other Investigations Involving Churning
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Securian Financial Brokers
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by David A. Shaw, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.