Last Updated: November 2023 (Burlingame, CA)
Eric Kuchherzki Investigation Summary
Here’s what you need to know about Burlingame, CA, stockbroker Eric Kuchherzki:
- Name: Mr. Eric Gustav Kuchherzki
- Current Employer: Centaurus Financial
- DBA: Wealth Capital Insurance
- Previous Firms: Taylor Capital Management (TCM) , Questar Capital, Princor Financial Services
- Function: Stock Broker/ Financial Advisor
- Aliases: Eric Kuchherzki
- Primary Location: Burlingame, CA
- CRD 2529623
- Can Eric Kuchherzki be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by a prior employer: Yes
- Highest Settlement or Award: $117,500
- Four Pending Customer Disputes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Eric Kuchherzki As Your Stockbroker?
IN 2023 there were 4 FINRA arbitrations filed by customers of Centaurus Financial alleging that Eric Kuchherzki recommended unsuitable high-risk, illiquid and speculative investments. These matters are currently pending.
IN 6/2023 a customer of Centaurus Financial was paid $117,500 to settle a FINRA arbitration alleging that Eric Kuchherzki recommended a speculative, high risk and illiquid investment.
In 2012 Eric Kuchherzki resigned from his prior employer Questar Capital Corp. The company makes the following allegation on his FINRA record: “Violation of internal policies and procedures on the sale of a fixed indexed annuity. A policy was sold without being submitted to the firm for suitability review as required by firm policies and procedures.”
Allegations of Broker Misconduct Against Eric Kuchherzki
Customers of Eric Kuchherzki have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in high risk, unsuitable, speculative and illiquid investments
- Breach of Fiduciary Duty
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Eric Kuchherzki, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
