Last Updated: November 2023 (Carmel, IN)
Eugene Ziobron Investigation Summary
Here’s what you need to know about Carmel, Indiana, stockbroker Eugene Ziobron:
- Name: Mr. Eugene Gerard Ziobron
- Current Employer: Not currently registered with FINRA
- Previous Firms: American Equity Investment Corp., Transamerica Financial Advisors, Proequities Inc.
- Function: Stock Broker/ Financial Advisor
- Aliases: Eugene Ziobron
- Primary Location: Carmel, IN
- CRD 860739
- Can Eugene Ziobron be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $70,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Eugene Ziobron As Your Stockbroker?
In 8/2022 a customer of American Equity Investment Corp. filed a FINRA arbitration alleging that Eugene Ziobron recommended investments in GWG L-bonds. In 4/2022 GWG filed for chapter 11 bankruptcy re-organization. Damages of $70,000 are sought in this currently pending matter.
Allegations of Broker Misconduct Against Eugene Ziobron
A customer of Eugene Ziobron has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in GWG L-bonds
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Eugene Ziobron, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
