Last Updated: November 2023 (Aventura, Florida)
Fabio Filgueiras Investigation Summary
Here’s what you need to know about Aventura, FL, stockbroker Fabio Filgueiras:
- Name: Mr. Fabio Lazaro Filgueiras
- Current Employer: Safra Securities, Safra National Bank of New York
- Previous Firms: Aegis Capital Corp. , Citigroup Global Markets, J.P. Morgan Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Fabio Filgueiras
- Primary Location: Aventura, FL
- CRD 6082598
- Can Fabio Filgueiras be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $14,900
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Fabio Filgueiras As Your Stockbroker?
In 2/2022 a customer of Aegis Capital Corp. was paid $14,900 to resolve allegations that Fabio Filgueiras traded his account without authority resulting in poor performance.
Allegations of Broker Misconduct Against Fabio Filgueiras
Customers of Fabio Filgueiras have alleged the following wrongdoing in connection with the handling of customer accounts:
- Poor performance
- Unauthorized Trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on other investigations of Aegis Capital brokers.
If you have suffered investment losses in an account handled by Fabio Filgueiras, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
