Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers LLC and Cetera Investment Services LLC Broker Fei Wang

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers LLC and Cetera Investment Services LLC Broker Fei Wang

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Advisers LLC and Cetera Investment Services LLC Broker Fei Wang 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Sugar Land, Texas

Here’s what you need to know about Sugar Land, TX, stockbroker Fei Yi Wang:

  • Name: Fei Yi Wang
  • CRD Number: 5899211
  • Current Employers: Cetera Investment Advisers LLC; Cetera Investment Services LLC
  • Function: Stockbroker / Registered Investment Advisor
  • Primary Location: Sugar Land, TX
  • Prior Employers: PNC Investments, PNC Managed Account Solutions Inc., BBVA Securities Inc., Wells Fargo Advisors, LLC
  • Alias: Fei Y Yang
  • Can Fei Yi Wang be sued in FINRA arbitration? Yes
  • Sanctioned by FINRA? No
  • Pending Customer Dispute Amount Seeks Damages of: $75,000

If you’ve sustained damages from Mr. Wang, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Fei Yi Wang As Your Stockbroker?

A customer of BBVA Securities Inc. has filed a pending FINRA arbitration claim (FINRA Case No. 23-02540) alleging that Fei Yi Wang engaged in sales practice violations including breach of fiduciary duty, misrepresentation, and failure to disclose material facts relating to the sale of a variable annuity product. The claim was filed n September 2023, and the customer is seeking $75,000 in damages.

The customer allegations, if proven true, may reflect violations of FINRA Rule 2111 (Suitability) which requires that brokers have a reasonable basis to believe that a recommended transaction or investment strategy is suitable for the customer.

FINRA Rule 2111- suitability -Regulation Best Interest

Allegations of Broker Misconduct Against Fei Yi Wang

  • Breach of fiduciary duty
  • Misrepresentation
  • Failure to disclose material facts regarding a variable annuity product

Recover Your Investment Losses Now With Rex Securities Law

Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes,

Investigations of Other BBVA Brokers

If you have suffered investment losses in an account handled by Fei Yi Wang, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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