Last Updated: September 2025 – Irvine, CA
Here’s what you need to know about Irvine, CA, stockbroker Gary T. Madrid:
- Name: Gary Thomas Madrid
- Current Employer: WestPark Capital, Inc. — Registered since 07/20/2016; primary branch: 2030 Main Street, Suite 210, Irvine, CA 92614.
- Prior Firms: Newport Coast Securities, Inc.; GunnAllen Financial, Inc.; Brookstreet Securities Corporation; Toluca Pacific Securities Corp.; Whitehall Investment Securities, Ltd.; The Stuart-James Company, Incorporated.
- Other Business Affiliations: Insurance Agent (recommends fixed & indexed annuities; since 02/14/2018) at 1600 Dove Street #250, Newport Beach, CA 92660.
- CRD number: 1934700.
- Function: Stockbroker / Financial Advisor.
- Can Broker be Sued in FINRA: Yes.
- Discloses Outstanding Tax Liens: Yes, three.
- Current Customer Dispute Seeks Total Damages of: $50,000.
If you’ve sustained damages from Mr. Madrid, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gary Madrid As Your Stockbroker?
A FINRA arbitration was filed in August 2025 (FINRA Case No. 25-01666) alleging that, while employed by WestPark Capital, Inc., Mr. Madrid recommended GWG bonds in a manner that constituted breach of fiduciary duty, negligence, and violations of Regulation Best Interest (Reg BI). The pending claim seeks $50,000 in damages.
Madrid discloses three outstanding tax liens totaling more than $270,000. Two are filed in Orange County, CA, and one in Santa Ana County, CA, federal courts.
Allegations of Broker Misconduct Against Gary Madrid
- Unsuitability
- Breach of Fiduciary Duty
- Fraud
- Unauthorized Trading
Other Cases Involving Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Westpark Capital brokers
If you have suffered investment losses in an account handled by Gary Thomas Madrid, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.