Last Updated: April 2024 (Austin, Texas)
George Howe Investigation Summary
Here’s what you need to know about Austin, TX , stockbroker George Howe:
- Name: Mr. George Wilson Howe
- Current Employer: USCA Securities, US Capital Wealth Advisors (RIA)
- DBA:
- Previous Firms: Raymond James & Associates
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: George Howe
- Primary Location: Austin, TX
- CRD 2768019
- Can George Howe be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award $20,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With George Howe As Your Stockbroker?
George Howe discloses settlement of two customer complaints brought by customers of USCA Securities. One customer was paid $16,000 and the other was paid $20,000.
Allegations of Broker Misconduct Against George Howe
Customers of George Howe have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unauthorized Transactions
- Failure to treat customer in a just and equitable manner
- Breach of Fiduciary Duty
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by George Howe, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
