Last Updated: February 2025 — Coppell, TX
Here’s what you need to know about Coppell, TX stockbroker Goutam Datta:
- Name: Goutam Datta
- Alias: Gary Datta
- Current Employer: Wells Fargo Advisors / Wells Fargo Advisors Financial Network, LLC (Registered since 08/01/2025)
- Prior Firms:
- Edward Jones (02/2015–08/2025)
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (10/2012–02/2015)
- Other Business Affiliations:
- I-2/BPST Inc. — Engineering, Owner (Bridgewater, NJ)
- Tagore House Initiative NFP — Nonprofit Incorporator (Urbana, IL)
- CRD Number: 6060441
- Stockbroker / Financial Advisor: Yes
- Can Broker Be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages Of: $258,993
If you’ve sustained damages from Mr. Datta, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Goutam Datta As Your Stockbroker?
A FINRA arbitration was filed by a customer of Edward Jones in October 2025 (Case No. 25-02305) alleging various causes of action, including unauthorized trading. Damages of $258,993 are sought in this pending matter.
Allegations of Broker Misconduct Against Goutam Datta
The following allegations have been made against Mr. Datta:
- Unsuitability — Recommendations or actions inconsistent with the customer’s profile (FINRA Rule 2111)
- Breach of Fiduciary Duty — Failure to act in the client’s best interest; may implicate Regulation Best Interest (Reg BI)
- Fraud / Misrepresentation — Violations of FINRA Rule 2020 (Prohibition on fraudulent devices)
- Unauthorized Trading — Violations of FINRA Rule 3260 and Rule 2010
Other Cases Involving Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of Other Edward Jones brokers
If you have suffered investment losses in an account handled by Goutam Datta, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.