Last Updated: September 2023 (Conshohocken, PA)
Hans Sharma Investigation Summary
Here’s what you need to know about Conshohocken, PA, stockbroker Hans R. Sharma:
- Name: Mr. Hans R. Sharma
- Current Employer: Innovation Partners LLC dba Sharma Associates
- Previous Firms: Mercap Securities, Kovack Securities, Resource Horizons Group
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Conshohocken, PA
- CRD 1920833
- Can Hans R. Sharma be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Unspecified Amount of Damages
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Hans Sharma As Your Stockbroker?
In 2/2023 a customer of Kovack Securities filed a FINRA arbitration alleging that Hans R. Sharma recommended an unsuitable investment-American Realty Capital Hospitality Trust REIT. A specific damage amount is not alleged in this pending matter.
Allegations of Broker Misconduct Against Hans Sharma
A customer of Hans R. Sharma has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to Purchase ARC Hospitality Trust REIT
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Hans R. Sharma, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
