Last Updated: March 2025 | New York, NY
Isaac H. Livni Eide Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Isaac H. Livni Eide:
- Name: Mr. Isaac Haim Livni Eide
- Current Employer: Aegis Capital Corp.
- Primary Location: New York, NY
- Function: Stockbroker / Financial Advisor
- CRD Number: 7208654
- Aliases: Isaac Haim Livni
- Can Isaac Livni Eide be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $4,095,000
If you’ve sustained damages from Mr. Livni Eide, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Isaac Livni Eide As Your Stockbroker?
A pending FINRA arbitration case has been filed by a customer of Aegis Capital against Isaac H. Livni Eide, alleging unsuitable investments in private placements.
- Pending Case Details:
- Docket Number: 24-02534
- Filing Date: December 3, 2024
- Allegations: Unsuitable investment recommendations in private placements
- Claim Amount: $4,095,000
The claimant alleges that from June 2020 to the present, Livni Eide recommended high-risk private placement investments that were not suitable based on the client’s investment profile.
Under FINRA Rule 2111, brokers must ensure that investment recommendations align with the client’s risk tolerance and financial objectives. Private placements are often considered high-risk investments and should be recommended only to investors with significant experience and financial capability.
Allegations of Broker Misconduct Against Isaac Livni Eide
A customer has made the following allegations against Isaac H. Livni Eide:
- Unsuitable Investment Recommendations:
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Aegis Capital and Aegis Capital Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by Isaac H. Livni Eide, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.