Last Updated: May 2025 (Hebron, CT)
Jamie Theresa Nowakowski Investigation Summary
Here’s what you need to know about Hebron, CT, stockbroker Jamie Theresa Nowakowski:
- Name: Jamie Theresa Nowakowski
- CRD Number: 4472043
- Prior Employers: Equitable Advisors, LLC | Coastal Equities, Inc. | Wells Fargo Advisors Financial Network, LLC | CCO Investment Services Corp. | IFMG Securities, Inc. | Banc of America Investment Services, Inc. | Quick & Reilly, Inc.
- DBA: Advanced Wealth Strategies
- Function: Stockbroker / Financial Advisor
- Alias: Jamie Theresa Ogren, Jamie T. Stella
- Primary Location: Hebron, CT
- Sanctioned by FINRA: No
- Customer Disputes: 6 reported, including 4 settled and 3 pending
- Highest Settlement or Award: $110,000
- Three Pending Customer Disputes
If you’ve sustained damages from Mr. Nowakowski, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jamie Nowakowski As Your Stockbroker?
A customer of Coastal Equities, Inc. (Now known as Realta Wealth) was paid $110,000 on 02/01/2024 to resolve allegations that Jamie Nowakowski misrepresented investments and made unsuitable recommendations related to alternative investments.
Another client of Coastal Equities, Inc. was paid $35,000 on 06/14/2023 after alleging that Jamie Nowakowski failed to perform adequate due diligence on GWG and made unsuitable recommendations.
Two pending disputes involve allegations of unsuitable investments were filed with FINRA under case numbers 24-02380 and 24-00383. One seeks damages of $80,000 and the other case has not yet specified a damage amount. In 3/2025 another FINRA arbitration case was filed by a customer of Coastal Equities alleging the recommendation of alternative investments by Nowakowski. Damages of $190,000 are sought in that pending matter.
Allegations of Broker Misconduct Against Jamie Nowakowski
Customers of Jamie Nowakowski have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations – Several cases allege that Nowakowski recommended investment products that were inappropriate for the clients’ financial goals, violating FINRA Rule 2111 (Suitability Rule).
- Misrepresentation of Investments – Clients claim they were misled about the risks and benefits of certain alternative investments.
- Failure to Conduct Due Diligence – Investors allege that Nowakowski failed to properly investigate investment products such as GWG before recommending them.
- High-Risk Alternative Investments – Several disputes involve allegations that Nowakowski directed clients into alternative investment products that were unsuitable for their portfolios.
The Financial Industry Regulatory Authority (FINRA) requires brokers and brokerage firms to report customer complaints and disputes, as well as regulatory sanctions. FINRA rules, including Rule 2111 (Suitability) and Rule 2020 (Fraudulent or Misleading Communications), prohibit brokers from engaging in unsuitable investment recommendations and misleading statements.
Coastal Equities Rebranded to Realta Wealth
In January 2024 Coastal Equities changed the company name to Realta Wealth CRD# 23769. Previously firm names include The Falmouth Financial Group and Realta Equities.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our investigation of other Coastal Equities ( Now Realta Wealth) Brokers
If you have suffered investment losses in an account handled by Jamie Theresa Nowakowski, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.