Last Updated: October 2025 — Meridian, ID
Here’s what you need to know about Meridian, ID former stockbroker Jason Hawke:
- Name: Jason Steven Hawke (a/k/a Jason S. Hawke)
- Current Employer: Hawke Financial Group, LLC ; Not currently registered as a FINRA broker.
- Prior Firms: D.H. Hill Securities, LLLP (10/2020–08/2025); National Securities Corporation (10/2011–03/2019); Newbridge Securities Corporation (07/2011–09/2011); J.P. Turner & Company, L.L.C. (05/2008–08/2011); LPL Financial Corporation (02/2003–05/2008); World Group Securities, Inc. (04/2002–02/2003); WMA Securities, Inc. (06/2000–04/2002).
- Other Business Affiliations: JPT Properties LLC (real estate/property management; President & Owner; Eagle, ID); livestock cattle business (owner/partner); Stonebriar Homeowners Association, Inc. (Treasurer).
- CRD number: 4177415.
- Stockbroker / Financial Advisor: Not currently registered as a broker; has passed 2 principal/supervisory, 4 general industry/product, and 3 state law exams (e.g., Series 24, 7, 65/66, SIE).
- Can Broker be Sued in FINRA: Yes.
- Sanctioned by Securities Regulators: Yes.
- Discharged by a Prior Employer: Yes, multiple times.
- Highest Award or Settlement: $50,000
- Current Customer Dispute Seeks Total Damages of: $200,000
If you’ve sustained damages from Mr. Hawke, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Jason S. Hawke as Your Stockbroker?
- FINRA Arbitration — National Securities Corp.
Filed: March 9, 2020 (FINRA Case No. 20-00790). Allegations: Suitability regarding a private placement, Settled 10/07/2021 for $45,000 - FINRA Arbitration — J.P. Turner & Company
Filed: June 13, 2011 (FINRA Case No. 11-01746; Allegations: Unsuitable investments, breach of fiduciary duty, common-law fraud, violations of federal and Idaho securities laws; product types include OTC equities/real estate security. Settled 06/27/2012 for $25,000. - FINRA Arbitration — LPL Financial
Filed: December 26, 2012 (FINRA Case No. 12-03893). Allegations: Unsuitability tied to Inland Western REIT (2004 purchase). Settled in 2013 for $2,000 - FINRA Arbitration — J.P. Turner & Company
Filed: June 4, 2014 (FINRA Case No. 14-01566). Allegations: Misrepresentation, unsuitability, negligence, common-law fraud, breach of fiduciary duty in private placements and other products; Settled 05/28/2015 and 07/20/2015 for $17,500 - Regulatory Action — Idaho Department of Finance
Filed: April 1, 2019 (Docket 2019-7-06). Allegations: Violation of FINRA Rule 3280 and firm policies by engaging in private securities transactions involving a conservation easement without prior written notice while at National Securities Corp. Final Order: September 27, 2019; $10,000 fine, 30-day suspension (9/1/2019–9/30/2019), and cease-and-desist; obligation to hire an independent compliance consultant. - Employment Separation after Allegations:
D.H. Hill – Discharged 8/2025- “The firm found evidence during an investigation that Mr. Hawke deliberately falsified a client’s address on account documents in order to have an investment processed as Mr. Hawke was not registered in the client’s state of residence.”
Glynn Perryman/ National Asset Management– Discharged 3/2019 – Hawke failed to notify the firm prior to engaging in private securities transactions in violation of firm policies and procedures.
J.P Turner & Co. – Permitted to resign. Violation of firm policy and industry rulesrelated to commission payments on unapproved private securities transaction.
Allegations of Broker Misconduct Against Jason S. Hawke
- Unsuitability
- Breach of Fiduciary Duty
- Misrepresentation / Fraud
- Private Securities Transactions / Selling Away
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other D.H. Hill Securities brokers
Investigations of other National Securities Corp. brokers
If you have suffered investment losses in an account handled by Jason Steven Hawke, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.