Last Updated: April 2024 (Waxhaw, North Carolina)
Jason Young Investigation Summary
Here’s what you need to know about Waxhaw, NC, registered investment advisor Jason Young:
- Name: Mr. Jason Eric Young
- Current Employer: Creative Planning – Charlotte, NC
- Previous Firms: Mercer Global Advisors, Windhaven Investment Management, Charles Schwab
- Function: Registered Investment Advisor
- Aliases: Jason Young
- Primary Location: Waxhaw, North Carolina
- CRD 4604338
- Sanctioned by regulators: No
- Pending Customer Dispute Seeks Damages of $1,000,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jason Young As Your Stockbroker?
In 3/2024 a customer of Creative Planning Inc. filed an arbitration claim with the American Arbitration Association alleging that Jason Young breached his fiduciary duty, made misrepresentations and violated the North Carolina Securities Act and the Kansas Securities Act in connection with option trading. Damages of $1 million are sought in this currently pending matter.
Allegations of Broker Misconduct Against Jason Young
A customer of Jason Young has alleged the following wrongdoing in connection with the handling of customer accounts:
- Breach of Fiduciary Duty
- Negligence/Gross Negligence
- Intentional Misrepresentations
- Violations of the N. Carolina Securities Act
- Violations of the Kansas Securities Act regarding Option trading from 2/2017-9/2023
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jason Young, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of registered investment advisors (RIAs), stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
