Last Updated: September 2023 (Boca Raton, FL )
Jeanperre Ayala Investigation Summary
Here’s what you need to know about Boca Raton, FL , stockbroker Jeanpierre Ayala:
- Name: Mr. Jeanpierre Ayala
- Current Employer: I-Bankers Direct LLC
- Previous Firms: Westpark Capital, Laidlaw & Company, Dawson James Securities, National Securities Corp., The Agean Group
- Function: Stock Broker/ Financial Advisor
- Aliases: J.P. Ayala
- Primary Location: Boca Raton, FL
- CRD 2765730
- Can Jeanpierre Ayala be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $175,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeanperre Ayala As Your Stockbroker?
In 8/2022 a customer of Laidlaw & Company (UK) Ltd was paid $175,000 to settle a FINRA arbitration alleging that Jeanpierre Ayala recommended unsuitable private placement investments.
Allegations of Broker Misconduct Against Jeanperre Ayala
A customer of Jeanpierre Ayala alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to Purchase Private Placements
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeanpierre Ayala, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
