Rex Securities Law Investment Fraud Attorney Investigates Jeff Conforti a broker with Securities America

Rex Securities Law Investment Fraud Attorney Investigates Jeff Conforti a broker with Securities America

Rex Securities Law Investment Fraud Attorney Investigates Jeff Conforti a broker with Securities America 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Campbell, CA)

Jeff Conforti Investigation Summary

Here’s what you need to know about Campbell, CA, stockbroker Jeff Conforti

  • Name: Mr. Jeff Alan Conforti
  • Current Employer: Securities America
  • DBA: Conforti Financial
  • Previous Firms: Baraban Securities
  • Function: Stock Broker/ Financial Advisor
  • Aliases: Jeffrery Conforti, Jeffrey Conforti
  • Primary Location: Campbell, CA
  • CRD 1624993
  • Can Jeff Conforti be sued in FINRA arbitration: Yes
  • Sanctioned by FINRA: No
  • Pending Customer Dispute Seeks Damages of Unspecified Amount

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Jeff Conforti As Your Stockbroker?

In 3/2024 a customer of Securities America filed a complaint alleging that Jeff Conforti recommended alternative investments that are unsuitable. The specific amount of damages has not yet been determined in this pending matter.

[LEARN MORE]:

See this for more information on REITs and Other Alternative Investments

Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)

Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.

[LEARN MORE]: FINRA Rule 2111- suitability

Allegations of Broker Misconduct Against Jeff Conforti

A customer of Jeff Conforti has alleged the following wrongdoing in connection with the handling of customer accounts:

  • Unsuitable Recommendation to invest in alternative investments (Business Development Company)

Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

[LEARN MORE]: See this for information on our other investigations of Securities America brokers

If you have suffered investment losses in an account handled by Jeff Conforti, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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