Last Updated: October 2023 (Vancouver, WA)
Jeffrey Dixson Investigation Summary
Here’s what you need to know about Vancouver, WA, stockbroker Jeffrey Raymond Dixson:
- Name: Mr. Jeffrey Raymond Dixson
- Current Employer: Not currently registered with FINRA
- Previous Firms: Madison Avenue Securities, Pacific West Securities, dba Northwest Financial & Tax Solutions
- Function: Former Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Vancouver, WA
- CRD 4166311
- Can Jeffrey Dixson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement :$215,000
- Several Pending Customer Disputes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeffrey Dixson As Your Stockbroker?
Jeffrey Dixson discloses 20 prior customer complaints and 4 currently pending customer disputes.
Eighteen of the prior customer disputes were brought by customers of Madison Avenue Securities and were resolved with cash settlements which total more than $1,600,000 , cumulatively. Most of the claims involve direct investments and limited partnerships, investment products that typically generate high commissions. Some of the complaints involve GPB Capital Holdings, a company the U.S. Securities and Exchange Commission has alleged to be a Ponzi Scheme.
The four pending claims allege unsuitable recommendations to purchase alternative investments, elder abuse, GPB Capital Holdings claims and breach of fiduciary duty. A total of $450,000 is sought by two of these Madison Avenue Securities customers. The other two claims do not specify a damage amount.
Allegations of Broker Misconduct Against Jeffrey Dixson
Customers of Jeffrey Dixson have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to purchase unsuitable alternative investments
- Elder Abuse
- Unsuitable Investment Recommendation to purchase GPB Capital Holdings
- Unsuitable Investment Recommendation to purchase variable annuities
- Unsuitable Investment Recommendation to purchase indexed annuities
- Breach of fiduciary duty
- Poor recommendations and poor advice in relation to variable annuities
- Violations of FINRA Rules 2110 and 2111
- Failure to conduct adequate due diligence
- Violations of Oregon Securities Law
- Violations of Washington Securities Law
- Overconcentrated investment account
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeffrey Dixson, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
